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EB

Elisabeth Bedore

BROOKFIELD SECURITIES LLC
New York, NY 10281
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CRD#: 5311786
EB

Professional summary


Elisabeth Bedore, who also goes by Elisabeth H Bedore, Elisabeth Hope Yoser, is a registered financial professional currently at BROOKFIELD SECURITIES LLC located in New York, New York.

Elisabeth is registered as a RR (Registered Representative) and started their career in finance in 2007. Elisabeth has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Elisabeth H Bedore | Elisabeth Hope Yoser

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Elisabeth Bedore's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 2, 2024 - Present

BROOKFIELD SECURITIES LLC

Office #1: 250 Vesey St 15th Floor, New York, NY 10281
BD
CRD#: 327792
New York, NY
Past

June 7, 2024 - December 16, 2024

BROOKFIELD PRIVATE ADVISORS LLC

BD
CRD#: 151423
NEW YORK, NY
Past

May 17, 2022 - June 11, 2024

AEL FINANCIAL SERVICES, LLC

BD
CRD#: 300285
New York, NY
Past

March 29, 2018 - April 1, 2021

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
NEW YORK CITY, NY
Past

August 21, 2017 - April 1, 2021

METLIFE INVESTMENTS SECURITIES, LLC

BD
CRD#: 285684
Whippany, NJ
Past

April 23, 2007 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

April 23, 2007 - July 1, 2016

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/2/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 11/10/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/30/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


BS
BROOKFIELD SECURITIES LLC
BROOKFIELD SECURITIES LLC

CRD#: 327792 / SEC#: , 8-71170

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
250 Vesey Street 15th Floor, New York, NY 10281
Mailing Address
250 Vesey Street 15th Floor, New York, NY 10281
Phone number
(212) 978-1737
Established
Delaware since 07/13/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BCS HOLDINGS I LPOWNER
BECK, RAFAELFINOP5718571
BEDORE, ELISABETHCHIEF COMPLIANCE OFFICER5311786
RUSSELL, RACHEL WANYINGPRESIDENT4820201

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BROOKFIELD SECURITIES LLC

CRD#: 327792New York, NY 10281

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