Benjamin D. Suciu

FORESIDE FUND SERVICES

Portland, ME 04101

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CRD#: 5311013

Professional summary

Benjamin David Suciu MR, who also goes by Benjamin Sucio, Benjamin David Suciu, Benjamin Suciu, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2007. Benjamin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Benjamin Sucio | Benjamin David Suciu | Benjamin Suciu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin David Suciu MR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Past

August 6, 2024 - November 15, 2024

PARALEL DISTRIBUTORS

CRD#: 316115

DENVER, CO

Past

August 22, 2022 - November 14, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

March 22, 2018 - April 20, 2022

PACER ADVISORS, INC.

RIA

CRD#: 137381

Lake Forest, IL

Past

March 22, 2018 - April 20, 2022

PACER FINANCIAL, INC.

CRD#: 137040

MALVERN, PA

Past

July 11, 2017 - April 26, 2018

APS LABS, LLC

RIA

CRD#: 172175

CHICAGO, IL

Past

April 13, 2007 - May 12, 2016

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2025)

Arkansas
(1/2/2025)

Illinois
(1/2/2025)

Indiana
(1/2/2025)

Iowa
(1/2/2025)

Kansas
(10/27/2025)

Kentucky
(1/2/2025)

Louisiana
(1/2/2025)

Michigan
(1/2/2025)

Minnesota
(1/2/2025)

Mississippi
(1/2/2025)

Missouri
(1/2/2025)

Ohio
(1/2/2025)

Pennsylvania
(1/2/2025)

Wisconsin
(1/2/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/11/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/12/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin D. Suciu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin David Suciu MR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARALEL DISTRIBUTORS

FORESIDE FUND SERVICES, LLC

PACER ADVISORS, INC.

PACER FINANCIAL, INC.

APS LABS, LLC

DWS DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/11/2017

Series 63

Date: 4/24/2007

SIE

Date: 10/1/2018

Series 7

Date: 5/23/2007

Series 6

Date: 4/12/2007

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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