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TC

Trina L. Coltrain

FOUNDERS FINANCIAL ALLIANCE
Wilmington, NC 28405
Some features on this profile are disabled
CRD#: 5310148
TC

Professional summary

Trina Love Coltrain, who also goes by Trina Love Sebben, is a registered financial advisor currently at FOUNDERS FINANCIAL ALLIANCE, LLC located in Wilmington, North Carolina and LPL FINANCIAL LLC located in Wilmington, North Carolina.

Trina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Trina has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Trina Love Sebben

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/14/2016: Founders Financial Alliance, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 2/15/2016 - 80 Hours Per Month/3.5 Hours During Securities Trading - Time Spent 50%. 2. 02/06/2018 - Founders Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/01/2018 - 10 Hours Per Month/10 Hours During Securities Trading. 3. 03/13/2018 - Founders Financial Alliance LLC - DBA: Founders Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 01/10/2018 - 4 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Founders Financial Alliance, LLC, an independent investment advisor firm. I started this business activity on 3/13/2018. I expect to spend approximately 4 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trina Love Coltrain's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 14, 2016 - Present

FOUNDERS FINANCIAL ALLIANCE, LLC

Office #1: 1213 Culbreth Drive Suite 124, Wilmington, NC 28405
RIA
CRD#: 173011
Wilmington, NC
Current

February 29, 2016 - Present

LPL FINANCIAL LLC

RIA
BD
CRD#: 6413
WILMINGTON, NC
Past

August 14, 2009 - March 1, 2016

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
WILMINGTON, NC
Past

August 14, 2009 - March 1, 2016

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
WILMINGTON, NC
Past

November 10, 2008 - August 17, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
WASHINGTON, NC
Past

April 21, 2008 - August 17, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
WASHINGTON, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FOUNDERS FINANCIAL ALLIANCE, LLC
BRYAN FINANCIAL GROUP | WESTERN COMMUNITY FINANCIAL | THE SOVRAN | OWENS & ASSOCIATES | MJM WEALTH MANAGEMENT, LLC | MITRO WEALTH MANAGEMENT | MAINSAIL TRIANGLE INVESTMENT MANAGEMENT | INNERBANKS WEALTH MANAGEMENT | FOUNDERS WEALTH PARTNERS, LLC | FOUNDERS WEALTH ADVISORS, LLC | FOUNDERS FINANCIAL ALLIANCE, LLC | FOUNDERS FINANCIAL ALLIANCE | FLATFEECIO | FLATFEE CIO | FIDUCIARY ASSET MANAGEMENT | ELITE WEALTH MANAGEMENT, LLC | ELITE WEALTH MANAGEMENT | DU LAC WEALTH SERVICES | DIAMOND & ASSOCIATES WEALTH MANAGEMENT | DEFRANCO FINANCIAL | CORNERSTONE WEALTH ADVISORS | COLONNADE WEALTH MANAGEMENT GROUP, LLC | CECCATO WEALTH PARTNERS, LLC

CRD#: 173011 / SEC#: 801-108700

RIA
Registered Investment Advisory firm - (11/21/2016 Approved)
Arizona
Registered Investment Advisory firm - (11/28/2016 Terminated)
Arkansas
Registered Investment Advisory firm - (11/28/2016 Terminated)
California
Registered Investment Advisory firm - (12/28/2016 Terminated)
Connecticut
Registered Investment Advisory firm - (11/29/2016 Terminated)
District of Columbia
Registered Investment Advisory firm - (11/28/2016 Terminated)
Florida
Registered Investment Advisory firm - (11/28/2016 Terminated)
Georgia
Registered Investment Advisory firm - (12/20/2016 Terminated)
Illinois
Registered Investment Advisory firm - (11/21/2016 Terminated)
Indiana
Registered Investment Advisory firm - (12/1/2016 Terminated)
Iowa
Registered Investment Advisory firm - (11/29/2016 Terminated)
Kentucky
Registered Investment Advisory firm - (12/6/2016 Terminated)
Louisiana
Registered Investment Advisory firm - (11/29/2016 Terminated)
Maryland
Registered Investment Advisory firm - (12/31/2016 Terminated)
Michigan
Registered Investment Advisory firm - (12/14/2016 Terminated)
Minnesota
Registered Investment Advisory firm - (12/5/2016 Terminated)
New Jersey
Registered Investment Advisory firm - (11/29/2016 Terminated)
New Mexico
Registered Investment Advisory firm - (12/31/2016 Terminated)
New York
Registered Investment Advisory firm - (11/28/2016 Terminated)
North Carolina
Registered Investment Advisory firm - (11/30/2016 Terminated)
Ohio
Registered Investment Advisory firm - (11/28/2016 Terminated)
Oregon
Registered Investment Advisory firm - (11/28/2016 Terminated)
Pennsylvania
Registered Investment Advisory firm - (11/29/2016 Terminated)
South Carolina
Registered Investment Advisory firm - (11/28/2016 Terminated)
Tennessee
Registered Investment Advisory firm - (11/28/2016 Terminated)
Texas
Registered Investment Advisory firm - (11/28/2016 Terminated)
Virginia
Registered Investment Advisory firm - (11/29/2016 Terminated)
West Virginia
Registered Investment Advisory firm - (11/28/2016 Terminated)
Wisconsin
Registered Investment Advisory firm - (11/29/2016 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/8/2016)
RR
Colorado
(3/8/2016)
RR
Florida
(3/8/2016)
RR
Illinois
(3/8/2016)
RR
Maryland
(3/8/2016)
RR
North Carolina
(2/29/2016)
IAR
North Carolina
(7/14/2016)
RR
Ohio
(3/8/2016)
RR
South Carolina
(3/8/2016)
RR
Texas
(3/8/2016)
RR
Virginia
(3/8/2016)
RR
Washington
(8/15/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/7/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/18/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FOUNDERS FINANCIAL ALLIANCE, LLC
BRYAN FINANCIAL GROUP | WESTERN COMMUNITY FINANCIAL | THE SOVRAN | OWENS & ASSOCIATES | MJM WEALTH MANAGEMENT, LLC | MITRO WEALTH MANAGEMENT | MAINSAIL TRIANGLE INVESTMENT MANAGEMENT | INNERBANKS WEALTH MANAGEMENT | FOUNDERS WEALTH PARTNERS, LLC | FOUNDERS WEALTH ADVISORS, LLC | FOUNDERS FINANCIAL ALLIANCE, LLC | FOUNDERS FINANCIAL ALLIANCE | FLATFEECIO | FLATFEE CIO | FIDUCIARY ASSET MANAGEMENT | ELITE WEALTH MANAGEMENT, LLC | ELITE WEALTH MANAGEMENT | DU LAC WEALTH SERVICES | DIAMOND & ASSOCIATES WEALTH MANAGEMENT | DEFRANCO FINANCIAL | CORNERSTONE WEALTH ADVISORS | COLONNADE WEALTH MANAGEMENT GROUP, LLC | CECCATO WEALTH PARTNERS, LLC

CRD#: 173011 / SEC#: 801-108700

RIA
Registered Investment Advisory firm - (11/21/2016 Approved)
Arizona
Registered Investment Advisory firm - (11/28/2016 Terminated)
Arkansas
Registered Investment Advisory firm - (11/28/2016 Terminated)
California
Registered Investment Advisory firm - (12/28/2016 Terminated)
Connecticut
Registered Investment Advisory firm - (11/29/2016 Terminated)
District of Columbia
Registered Investment Advisory firm - (11/28/2016 Terminated)
Florida
Registered Investment Advisory firm - (11/28/2016 Terminated)
Georgia
Registered Investment Advisory firm - (12/20/2016 Terminated)
Illinois
Registered Investment Advisory firm - (11/21/2016 Terminated)
Indiana
Registered Investment Advisory firm - (12/1/2016 Terminated)
Iowa
Registered Investment Advisory firm - (11/29/2016 Terminated)
Kentucky
Registered Investment Advisory firm - (12/6/2016 Terminated)
Louisiana
Registered Investment Advisory firm - (11/29/2016 Terminated)
Maryland
Registered Investment Advisory firm - (12/31/2016 Terminated)
Michigan
Registered Investment Advisory firm - (12/14/2016 Terminated)
Minnesota
Registered Investment Advisory firm - (12/5/2016 Terminated)
New Jersey
Registered Investment Advisory firm - (11/29/2016 Terminated)
New Mexico
Registered Investment Advisory firm - (12/31/2016 Terminated)
New York
Registered Investment Advisory firm - (11/28/2016 Terminated)
North Carolina
Registered Investment Advisory firm - (11/30/2016 Terminated)
Ohio
Registered Investment Advisory firm - (11/28/2016 Terminated)
Oregon
Registered Investment Advisory firm - (11/28/2016 Terminated)
Pennsylvania
Registered Investment Advisory firm - (11/29/2016 Terminated)
South Carolina
Registered Investment Advisory firm - (11/28/2016 Terminated)
Tennessee
Registered Investment Advisory firm - (11/28/2016 Terminated)
Texas
Registered Investment Advisory firm - (11/28/2016 Terminated)
Virginia
Registered Investment Advisory firm - (11/29/2016 Terminated)
West Virginia
Registered Investment Advisory firm - (11/28/2016 Terminated)
Wisconsin
Registered Investment Advisory firm - (11/29/2016 Terminated)
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Contact information

Main Address
9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC 27615
Mailing Address
Phone number
(855) 860-5940
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FOUNDERS FINANCIAL ADV 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts3,918
AUM (Assets Under Management)$ 1,002,097,380

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOUNDERS FINANCIAL ALLIANCE, LLC

CRD#: 173011Wilmington, NC 28405

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