Robert L. Breckenridge
Professional summary
Robert Lewis Breckenridge is a registered financial professional currently at KKR CAPITAL MARKETS LLC located in New York, New York and MCS CAPITAL MARKETS LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2010. Robert has worked at 2 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Lewis Breckenridge's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 24, 2010 - Present
KKR CAPITAL MARKETS LLC
Office #1: 30 Hudson Yards, New York, NY 10001January 14, 2013 - Present
MCS CAPITAL MARKETS LLC
Office #1: 30 Hudson Yards, New York, NY 10001State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MCS CAPITAL MARKETS LLC
CRD#: 151337 / SEC#: , 8-68358
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MERCHANT CAPITAL SOLUTIONS LLC | SOLE MEMBER | |
| KNOX, JOHN JOSEPH | PRINCIPAL OPERATING OFFICER | 2605046 |
| KNOX, JOHN JOSEPH | PRINCIPAL FINANCIAL OFFICER | 2605046 |
| KNOX, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINANCIAL/OPERATIONS PRINCIPAL | 2605046 |
| SCHWARTZ, JEFFREY I. | CHIEF COMPLIANCE OFFICER | 4961301 |
| SMITH, ADAM | CHIEF EXECUTIVE OFFICER | 5748435 |
| THOMPSON, WILLIAM CADE | CHIEF OPERATING OFFICER | 4566364 |
Red Flags
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