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FIRM PROFILE
Overview
MCS CAPITAL MARKETS LLC is located at 30 Hudson Yards, New York, NY 10001 and was first established at New York, Delaware in 06/25/2009. After operating for 16 years, MCS CAPITAL MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MCS CAPITAL MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. MCS CAPITAL MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MCS CAPITAL MARKETS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MCS CAPITAL MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MCS CAPITAL MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MCS CAPITAL MARKETS LLC Comes From
Understanding the Statistics for MCS CAPITAL MARKETS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
30 Hudson Yards, New York, NY 10001
30 Hudson Yards, New York, NY 10001
Small
(212) 750-8300
Delaware since 06/25/2009
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MERCHANT CAPITAL SOLUTIONS LLC | SOLE MEMBER | ||
| KNOX, JOHN JOSEPH | PRINCIPAL OPERATING OFFICER | 2605046 | |
| KNOX, JOHN JOSEPH | PRINCIPAL FINANCIAL OFFICER | 2605046 | |
| KNOX, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINANCIAL/OPERATIONS PRINCIPAL | 2605046 | |
| SCHWARTZ, JEFFREY I. | CHIEF COMPLIANCE OFFICER | 4961301 | |
| SMITH, ADAM | CHIEF EXECUTIVE OFFICER | 5748435 | |
| THOMPSON, WILLIAM CADE | CHIEF OPERATING OFFICER | 4566364 |
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Advisor's working at MCS CAPITAL MARKETS LLC
William Cade Thompson
Kevin Francis Murphy
Philip Yong Kim
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