Sean M. Kovich

PACIFIC PEAK ADVISORS

KETCHUM, ID 83340

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CRD#: 5307667

Professional summary

Sean Michael Kovich, CFP®, CLU®, who also goes by Sean M Kovich, is a registered financial advisor currently at PACIFIC PEAK ADVISORS, LLC located in Ketchum, Idaho and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Sean has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean M Kovich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) TRUMARK FINANCIAL - SINCE 01/2016 - 6685 OWENS DR, PLEASANTON, CA 94588 - NOT INV REL, INS BSN, WHOLESALE SALES, DEVOTE APROX 40 HRS/WK. 2.) RJR INSURANCE AND FINANCIAL SREVICES, LLC - SINCE 01/2014, 120 Vantis, Suite 300, Aliso Viejo, CA 92656 - NOT INV REL, INS BSN, WHOLESALER, DEVOTE APPROX: 40 HRS/WK. 3.) TLG ADVISORS INC - SINCE 4/2015 - 26 W DRY CREEK CIRCLE, SUITE 575, LITTELTON, CO 80120 - INV REL, IAR BSN, IAR REP, DEVOTE APPROX: 20 HRS/MO. 4.) PACIFIC PEAK ADVISORS - SINCE 1/1/15 - 120 Vantis, Suite 300, Aliso Viejo, CA 92656- FINANCIAL ADVISOR, INV'T RELATED, 40 HRS/WK. 5.) THE NINETEEN 90's - 405 REQUEZA ST H-8, ENCINITAS, CA 92024 - 3/20/18, LIVE MUSIC PERFORMANCE BAND, PLAY BASS IN A 90'S COVER BAND, 1-2 SHOWS PER MONTH ON WEEKENDS, PAID FOR PERFORMANCE, 7 HRS/MO. 6.) VOLUNTEER FIRE FIGHTER - 1/11/2023 - 100 Arrowleaf Drive, Sun Valley, ID 83353 - Volunteer Fire Fighter, 2 hr per week training/volunteer in off time to help community, Not Invt Rel, 15 hrs/wk: 0 hrs/wk (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Kovich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

CLU^®

Chartered Life Underwriter

Experience

Current

June 26, 2023 - Present

PACIFIC PEAK ADVISORS, LLC

Office #1: 120 N Second Avenue Suite 108, Ketchum, ID 83340

RIA

CRD#: 326711

KETCHUM, ID

Current

January 10, 2014 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

Summit, NJ

Past

April 9, 2015 - November 8, 2023

TLG ADVISORS, INC.

RIA

CRD#: 111052

Ketchum, ID

Past

September 2, 2010 - January 7, 2014

P.J. ROBB VARIABLE, LLC

CRD#: 38339

MEMPHIS, TN

Past

January 7, 2010 - August 10, 2010

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

IRVINE, CA

Past

July 31, 2009 - August 10, 2010

PRUCO SECURITIES, LLC.

CRD#: 5685

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFIC PEAK ADVISORS, LLC

CRD#: 326711 / SEC#: 801-128225

RIA

Registered Investment Advisory firm - (6/26/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/10/2014)

Colorado
(1/4/2016)

Idaho
(1/3/2017)

IAR

Idaho
(6/26/2023)

Texas
(6/21/2021)

IAR

Texas
(6/26/2023)

Utah
(2/9/2017)

Washington
(1/10/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/9/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/30/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PACIFIC PEAK ADVISORS, LLC

CRD#: 326711 / SEC#: 801-128225

RIA

Registered Investment Advisory firm - (6/26/2023 Approved)

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Contact information

Main Address

120 2nd Avenue Suite 108, Ketchum, ID 83340

Mailing Address

Po Box 4749, Ketchum, ID 83340

Phone number

(949) 737-2626

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PACIFIC PEAK ADVISORS, LLC FORM ADV 2A (2/6/2025)

Regulatory assets under management

Total Number of Accounts	412
AUM (Assets Under Management)	$ 207,434,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean M. Kovich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Kovich's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

TLG ADVISORS, INC.

P.J. ROBB VARIABLE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

PACIFIC PEAK ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/2009

Series 63

Date: 8/10/2009

SIE

Date: 10/1/2018

Series 7

Date: 4/9/2010

Series 6

Date: 7/30/2009

FINRA

Current Firm

PACIFIC PEAK ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC PEAK ADVISORS, LLC

TRUST BUT VERIFY

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