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BM

Brent H. Morris

FMG DISTRIBUTORS
New Canaan, CT 06840
Some features on this profile are disabled
CRD#: 5307000
BM

Professional summary

Brent H Morris is a registered financial professional currently at FMG DISTRIBUTORS, INC. located in New Canaan, Connecticut.

Brent is registered as a RR (Registered Representative) and started their career in finance in 2007. Brent has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brent H Morris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2025 - Present

FMG DISTRIBUTORS, INC.

Office #1: 557 Oenoke Ridge Road, New Canaan, CT 06840
BD
CRD#: 29243
New Canaan, CT
Past

April 30, 2015 - June 6, 2023

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

October 22, 2009 - April 13, 2015

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
WESTLAKE, TX
Past

April 10, 2007 - May 11, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(3/10/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/12/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/9/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 10/12/2020
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FMG DISTRIBUTORS, INC.
FMG DISTRIBUTORS, INC.

CRD#: 29243 / SEC#: , 8-44258

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
557 Oenoke Ridge Road, New Canaan, CT 06840
Mailing Address
557 Oenoke Ridge Road, New Canaan, CT 06840
Phone number
(203) 354-4910
Established
Connecticut since 09/19/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KAISER, JAMES GERARDPRESIDENT-CCO

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FMG DISTRIBUTORS, INC.

CRD#: 29243New Canaan, CT 06840

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