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JR

Justin D. Reed

ICAPITAL MARKETS LLC
New York, NY 10165
Some features on this profile are disabled
CRD#: 5306842
JR

Professional summary

Justin Donald Reed is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2007. Justin has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Donald Reed's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2020 - Present

ICAPITAL MARKETS LLC

Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165
BD
CRD#: 118219
New York, NY
Past

October 1, 2014 - November 28, 2018

INCAPITAL DISTRIBUTORS LLC

BD
CRD#: 156622
BOCA RATON, FL
Past

October 1, 2014 - November 30, 2020

INSPEREX LLC

BD
CRD#: 101420
BOCA RATON, FL
Past

June 9, 2011 - September 23, 2014

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
WASHINGTON, PA
Past

June 9, 2011 - September 23, 2014

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
WASHINGTON, PA
Past

January 12, 2010 - November 3, 2010

GWN SECURITIES INC.

RIA
CRD#: 128929
EMPORIUM, PA
Past

January 11, 2010 - November 3, 2010

GWN SECURITIES INC.

BD
CRD#: 128929
PALM BEACH GARDENS, FL
Past

October 2, 2008 - October 9, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
CLEVELAND, OH
Past

October 1, 2008 - October 9, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
CLEVELAND, OH
Past

October 11, 2007 - December 10, 2007

CETERA INVESTMENT SERVICES LLC

RIA
CRD#: 15340
BELLEFONTE, PA
Past

October 11, 2007 - December 10, 2007

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
BELLEFONTE, PA
Past

August 23, 2007 - September 10, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SEWICKLEY, PA
Past

August 23, 2007 - September 10, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SEWICKLEY, PA
Past

July 3, 2007 - August 22, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SEWICKLEY, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/21/2024)
RR
California
(5/21/2024)
RR
Colorado
(5/21/2024)
RR
Florida
(5/21/2024)
RR
Idaho
(5/21/2024)
RR
Kansas
(5/21/2024)
RR
Louisiana
(5/21/2024)
RR
Montana
(5/21/2024)
RR
Nebraska
(5/21/2024)
RR
New Mexico
(5/21/2024)
RR
New York
(12/1/2020)
RR
North Dakota
(5/21/2024)
RR
Ohio
(5/21/2024)
RR
Oklahoma
(5/21/2024)
RR
South Dakota
(5/21/2024)
RR
Texas
(5/21/2024)
RR
Utah
(5/21/2024)
RR
Virginia
(5/21/2024)
RR
Wyoming
(5/21/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/22/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/2/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT
GEORGE, THOMAS KEITHFINOP5378303
HOUSTON, STEPHEN HENRYHEAD OF BROKER DEALER1988668
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICAPITAL MARKETS LLC

CRD#: 118219New York, NY 10165

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