Jill C. Nelson
Professional summary
Jill Caroline Nelson is a registered financial professional currently at IFP SECURITIES, LLC located in Tampa, Florida.
Jill is registered as a RR (Registered Representative) and started their career in finance in 2008. Jill has worked at 3 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jill Caroline Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2022 - Present
IFP SECURITIES, LLC
Office #1: 3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607April 17, 2019 - June 27, 2022
RAYMOND JAMES & ASSOCIATES, INC.
November 24, 2008 - April 3, 2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2022)
(6/23/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
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Company Information
IFP SECURITIES, LLC
CRD#: 297287Tampa, FL 33607TRUST BUT VERIFY
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