Kevin J. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Joseph Martin was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2007. Kevin had worked at 6 firms and has passed the Series 66, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2013 - December 13, 2023
CURVE CAPITAL LLC
November 24, 2010 - February 21, 2013
LPL FINANCIAL LLC
November 22, 2010 - February 21, 2013
LPL FINANCIAL LLC
October 15, 2009 - March 9, 2010
FIRST REPUBLIC SECURITIES COMPANY, LLC
November 27, 2007 - January 2, 2008
PRIVATE EQUITY ADVISORS, INC.
October 26, 2007 - February 5, 2009
PRIVATE EQUITY SECURITIES, INC.
May 21, 2007 - July 16, 2007
A. G. EDWARDS & SONS, INC.
May 7, 2007 - July 16, 2007
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/18/2008
Limited Representative-Equity Trader ExamCurrent Firm
CURVE CAPITAL LLC
CRD#: 166408 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 25,613,601 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
