TH
Timothy S. Hogan
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CRD#: 5306705
TH
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Sylvester Hogan, who also goes by Timothy Sylvester Hogan III, Timothy Hogan, Ty Hogan, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2007. Timothy had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Timothy Sylvester Hogan Iii | Timothy Hogan | Ty Hogan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Property Management: investment related business, Cincinnati, OH . Multi-Unit housing, owner occupied, owner since June 21, 2018. 5 hours per month devoted to other business, 0 during trading hours. Duties: Property owner and property manager. Easterseals, not investment related. 2901 Gilbert Ave, Cincinnati, OH 45206. Non-profit business. Military veteran advisory committee since 10/4/2019. 3 hours per month dedicated to business, 0 hours dedicated during traded hours/ Duties include strategic veteran guidance. Fort Washington Investment Advisors; investment related; 303 Broadway, Suite 1200, Cincinnati, OH 45202; RIA / Investment Management; Investment Manager; relationship started 10/03/2016; 120 per month; 120 during trading hours; Management Business Development and Client Services. Honor Flight Tri-State, not investment related, but does have an endowment that I provide advice on. 8627 Calumet Way Cincinnati, OH 45249. Veteran oriented non-profit. Position: Board of directors since December 2017. 5 hrs per month devoted to business, 0 during trading hours. Duties: Traditional BOD support, strategic advice, business development, etc East Pendleton Industries LLC, investment related (multi family property), Cincinnati, OH.Professionally managed investment property. Investor since 12/2019. 0 hours per month devoted to business, 0 hours per month devoted during securities trading hours. Duties include being non-managing investor and having 50% ownership interest. Magnified Giving 501(C)3 educational organization. Non-investment related. 9940 Reading Rd, Cincinnati, OH 45241. General board member since 7/2020. 5 hours per month dedicated to business, 0 hours devoted during securities trading hours. Duties include general BOD duties and serving on the business development committee. Name: Grandview Avenue Properties LLC; Investment Related: yes; Address: Cincinnati OH 45208; Nature: Professionally managed investment property; Position: Investor; Start Date: 4/15/2021; Approximate number of hours per month: 0; hours during trading hours: 0; Duties Include: I am a non-managing investor and have a 50% ownership interest. Name: Erin Go Bragh Properties LLC; Investment related: Yes, this is a multi family property; Address Cincinnati OH 45243; Nature: Professionally managed investment property; Position: Investor; Start date 6/1/2021; approximate number of hours per month: 0; hours during trading hours: 0; Duties Include: I am a non-managing investor and have a 33% ownership interest. Name: Emerald Clover Holdings, LLC; Investment related: yes - It is an investment (multi-family property) in which I am part owner; Address: Cincinnati Ohio 45243; Nature: Professionally managed investment property; Position: Investor/Part owner in the LLC; Start Date: 9/30/2021; Approximately 0 hours per month, 0 during trading hours; Duties include: I am a non-managing investor, and have a 50% ownership interest. Name: American Endowment Foundation; Investment related: Yes, I will serve on the Board of Directors and be a member of the Board's Investment Committee as well.; Address: 5700 Darrow Rd# 118, Hudson, OH 44236; Nature: Non-Profit; Position: Board of Directors; Start Date: 1/1/2022; Approximate number of hours per month: 5-10, 0 during trading hours; Duties: Provide overall direction and strategic guidance on the business and corporate governance. As well as offer insight on the endowment and portfolio's management. Name: Pendleton Premier Properties LLC; Investment related: It is an investment (multi-family property) in which I am a part owner; Address: 7867 Keller Rd Cincinnati OH 45243; Nature: Professionally managed investment property; Position/Title: Investor/Part Owner in the LLC; Start Date: 4/30/22; Appr # of hours/month: 0, 0 during trading hours; Duties: I am a non-managing investor and have a 50% ownership interest
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
September 7, 2018 - August 4, 2022
TOUCHSTONE SECURITIES, INC.
BD
CRD#: 1526
Cincinnati, OH
Past
August 29, 2018 - July 20, 2022
FORT WASHINGTON INVESTMENT ADVISORS INC
RIA
CRD#: 107126
CINCINNATI, OH
Past
March 20, 2009 - October 12, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
October 14, 2008 - March 25, 2009
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
August 27, 2008 - October 14, 2008
BNP PARIBAS PRIME BROKERAGE, INC.
BD
CRD#: 24962
NEW YORK, NY
Past
November 15, 2007 - October 1, 2008
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/18/2008
Limited Representative-Equity Trader ExamCurrent Firm
TOUCHSTONE SECURITIES, INC.
CONTINENTAL MANAGEMENT, INC. | TOUCHSTONE SECURITIES, INC.
CRD#: 1526 / SEC#: , 8-14052
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
303 Broadway Suite 1100, Cincinnati, OH 45202
Mailing Address
303 Broadway Suite 1100, Cincinnati, OH 45202
Phone number
(513) 362-8000
Established
Nebraska since 02/27/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFS FINANCIAL SERVICES, INC. | SHAREHOLDER | |
| AARTS, ERIK | VP, SENIOR FIXED INCOME STRATEGIST | 2556961 |
| ALGE, BENJAMIN J | PRESIDENT | 6225581 |
| BRAY, TIMOTHY ALLEN | DIVISIONAL VICE PRESIDENT | 1858477 |
| CONNELLY, LINDSAY MICHELLE | AVP & ASSISTANT TREASURER | 7212999 |
| COSTANZA, TIMOTHY JOHN | VP MANAGING DIRECTOR INSTITUTIONAL DEVELOPMENT | 4471461 |
| HERRON, SARAH SPARKS | SECRETARY | 6905684 |
| JOHNSON, JAY VINCENT | VP, CORPORATE FINANCE AND TREASURER | 6607547 |
| JONES, MICHAEL STEPHEN | ASSISTANT VICE PRESIDENT | 5537600 |
| KOERNER, RICHARD MICHAEL | VP, SENIOR ETF SALES SPECIALIST | 2249223 |
| MCGRUDER, JILL TRIPP | DIRECTOR | 1221720 |
| MOCK, MARY TAYLOR | SVP & HEAD OF DISTRIBUTION | 5276399 |
| MORSE, JULIE LYNN | SVP, MARKETING | 6743435 |
| MUSGROVE, JOHN S | AVP - ASSISTANT TREASURER | 6607165 |
| NIEMEYER, JONATHAN DAVID | DIRECTOR | 5863603 |
| SCOTT, SHAWN MICHAEL | CHIEF COMPLIANCE OFFICER | 4673623 |
| STEARNS, TIMOTHY STEVEN | VP, COMPLIANCE | 1327230 |
| WIEDENHEFT, TERRIE ANN | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 2619213 |
| WITTMAN, SCOTT | VICE PRESIDENT, TAX | 7679752 |
| WUEBBLING, DONALD JOSEPH | DIRECTOR | 473438 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
