SA
Steve P. Apple
BANKERS LIFE ADVISORY SERVICES
Tucson, AZ 85705
Some features on this profile are disabled
CRD#: 5306679
SA
Professional summary
Steve Paul Apple, who also goes by Steve Apple, Steven Paul Apple, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Tucson, Arizona and BANKERS LIFE SECURITIES, INC. located in Tucson, Arizona.
Steve is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Steve has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Apple | Steven Paul Apple
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE & CASUALTY POSITION: USV NATURE: Insurance sales and servicing of policies? INVESTMENT RELATED: No NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 140 START DATE: 03/16/2004 ADDRESS: Tucson, AZ1, United States DESCRIPTION: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. TUTOR POSITION: TUTOR NATURE: TUTOR SPANISH INVESTMENT RELATED: NO NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 0 START DATE: 10/12/2011 ADDRESS: 6008 WOODKNOLL CT, RALEIGH NC 27606 DESCRIPTION: TUTOR FOR SPANISH STUDENT STEVE APPLE POSITION: Owner NATURE: Rental of home INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2022 ADDRESS: 6008 Woodknoll Ct, Raleigh NC 27606, United States DESCRIPTION: Purchased a home and now am renting it for income.
CRS (Client Relationship Summary) - RIA
Click below to view Steve Paul Apple's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2022 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 333e. Wetmore Rd., Ste 435, Tucson, AZ 85705RIA
CRD#: 281285
Tucson, AZ
Current
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 333 E. Wetmore Road Ste. 435, Tucson, AZ 85705BD
CRD#: 173962
Tucson, AZ
Past
August 16, 2010 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
CARY, NC
Past
May 18, 2007 - April 24, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CARY, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/26/2024)
RR
Arizona(3/4/2024)
IAR
Arizona(3/4/2025)
RR
Florida(2/22/2022)
RR
Nebraska(12/7/2022)
RR
New Jersey(2/11/2020)
RR
North Carolina(5/26/2016)
IAR
North Carolina(4/28/2022)
RR
Oregon(10/13/2025)
RR
Pennsylvania(7/26/2021)
RR
Virginia(7/17/2020)
RR
West Virginia(11/30/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
