OD
Oria O. Dafe
STATE FARM INVESTMENT MANAGEMENT
Sugar Land, TX 77479
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CRD#: 5306648
OD
Professional summary
Oria Omote Dafe, who also goes by Oria Omote Dafe Ms, Oria Dafe, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Sugar Land, Texas and STATE FARM VP MANAGEMENT CORP. located in Sugar Land, Texas.
Oria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Oria has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Oria Omote Dafe Ms | Oria Dafe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Ezomo Properties LLC, DBA The Synergy Link; 135 Bounds Street Jackson MS 39206; Real Estate Leasing Private Offices; Owner; 08/01/2019; 3; 2. 2) Ezomo Properties LLC; Non-Investment Related; 1354 Bounds St, Jackson, MS 39206; Service Industry; Partner; 7/26/2019; 2; 2; Provide short term leases for those looking for a private office, as well as daily and monthly use space for those who need to work away from their home office. Checking in with the two managers for updates and providing feedback. 3) Innovative Investments LLC; Investment Related; 8407 Rocky Bend Ln. Pearland TX 7758; Investment or commercial property; Vice President; 01/20/2021; 1; 0. 4) Oria Dafe's Insurance Agency; Insurance Agency; Investment-related; 830 Julie Rivers Dr Ste 801 Sugar Land, TX 77478-2878 and 7507 Branford Pl # B1, Sugar Land, TX 77479-3729; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 7/1/2011; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Oria Omote Dafe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2025 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 4610 Sweetwater Blvd Ste 230, Sugar Land, TX 77479Office #2: 830 Julie Rivers Dr Ste 801, Sugar Land, TX 77478RIA
CRD#: 3487
Sugar Land, TX
Current
May 4, 2007 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 830 Julie Rivers Dr Ste 801, Sugar Land, TX 77478BD
CRD#: 43036
Sugar Land, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Mississippi(10/12/2011)
IAR
Mississippi(9/18/2025)
RR
Texas(9/20/2010)
IAR
Texas(9/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
