Jason E. Anderson

INVESTMENT RESEARCH CORP

Raleigh, NC

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CRD#: 5306459

Professional summary

Jason Eric Anderson, who also goes by J Anderson, Jason Anderson, is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in Raleigh, North Carolina and WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jason has worked at 3 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J Anderson | Jason Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) U.S. DEPARTMENT OF THE TREASURY POSITION: TAX ANALYST; NOT INVESTMENT-RELATED; NUMBER OF HOURS/WEEK: 40; SECURITIES TRADING HOURS/WEEK: 28 DEPARTMENT OF THE TREASURY START DATE: 8/19/2019 2) RALEIGH, NC POSITION: INSURANCE AGENT; DBA: ANDERSON INVESTMENT SERVICES; NON-SECURITIES-RELATED INSURANCE (LIFE AND HEALTH); NOT INVESTMENT-RELATED; NUMBER OF HOURS/WEEK: 2; SECURITIES TRADING HOURS/WEEK: 0 INSURANCE AGENT INITIAL START DATE: 10/12/2007 3) RALEIGH, NC POSITION: SOLE PROPRIETORSHIP; DBA: ANDERSON INVESTMENT SERVICES; SECURITIES AND INSURANCE GUIDANCE AND/OR RECOMMENDATIONS; NUMBER OF HOURS/WEEK: 12; SECURITIES TRADING HOURS/WEEK: 4.5 INSURANCE AGENT INITIAL START DATE: 10/12/2007 4) RALEIGH, NC INVESTMENT RESEARCH CORPORATION; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; TITLE: INVESTMENT ADVISOR REPRESENTATIVE; NUMBER OF HOURS/WEEK: 10; SECURITIES TRADING HOURS/WEEK: 4.5; START DATE: 9/8/2021

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Eric Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2022 - Present

INVESTMENT RESEARCH CORP

RIA

CRD#: 108208

Raleigh, NC

Current

September 8, 2021 - Present

WORLD CAPITAL BROKERAGE, INC.

Office #1: 1636 Logan Street, Denver, CO 80203

CRD#: 37

Denver, CO

Past

May 22, 2019 - September 13, 2019

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

DENVER, CO

Past

August 2, 2007 - June 30, 2017

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

VIRGINIA BEACH, VA

Past

April 27, 2007 - June 30, 2017

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

VIRGINIA BEACH, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/21/2021)

North Carolina
(8/28/2023)

Ohio
(12/14/2021)

IAR

Ohio
(1/27/2022)

South Carolina
(9/23/2021)

Texas
(3/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/8/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 6/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/21/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/6/2008

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/2/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

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Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason E. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Eric Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD CAPITAL BROKERAGE, INC.

WORLD CAPITAL BROKERAGE, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 6/8/2007

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 6/30/2017

Series 7

Date: 4/26/2007

Series 53

Date: 3/21/2009

Series 4

Date: 9/6/2008

Series 24

Date: 11/2/2007

FINRA

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

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