LM
Luke A. Meseck
ON INVESTMENT MANAGEMENT CO
Des Moines, IA 50309
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CRD#: 5306406
LM
Professional summary
Luke A Meseck is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Des Moines, Iowa and THE O.N. EQUITY SALES COMPANY located in Des Moines, Iowa.
Luke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Luke has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name: Something 2B Celebrated LLC; Investment-related: No; Business address: 105 Marshall Drive, Waukee, IA 50263;Nature of business: Custom teepee sleepover service for children; Position/Title: Co-founder/LLC Member Start: September 2022; Hours/Month devote: 5; Hours/Month (devote during securities trading hours: 0); Duties: Support loading vehicle and setting up/taking down teepees
CRS (Client Relationship Summary) - RIA
Click below to view Luke A Meseck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2023 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 319 Sw 5th St Ste 206, Des Moines, IA 50309RIA
CRD#: 105662
Des Moines, IA
Current
December 19, 2022 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 319 Sw 5th St Ste 206, Des Moines, IA 50309BD
CRD#: 2936
Des Moines, IA
Past
February 22, 2008 - October 1, 2013
PFS INVESTMENTS INC.
BD
CRD#: 10111
URBANDALE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(6/13/2023)
RR
Colorado(5/23/2025)
RR
Florida(9/25/2025)
RR
Indiana(9/25/2025)
RR
Iowa(1/18/2023)
IAR
Iowa(2/2/2023)
RR
Maryland(9/8/2023)
IAR
Maryland(9/8/2023)
IAR
Minnesota(9/25/2024)
RR
Minnesota(1/22/2025)
RR
Missouri(1/22/2025)
RR
New Hampshire(9/25/2025)
RR
New Jersey(9/25/2025)
RR
Pennsylvania(9/25/2025)
IAR
Pennsylvania(9/26/2025)
RR
Virginia(9/25/2025)
RR
Wisconsin(1/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Des Moines, IA 50309TRUST BUT VERIFY
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