PH
Patrick Hall
STATE FARM INVESTMENT MANAGEMENT
Monument, CO 80132
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CRD#: 5306339
PH
Professional summary
Patrick Hall is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Monument, Colorado and STATE FARM VP MANAGEMENT CORP. located in Monument, Colorado.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Patrick has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Parry's Pizza; Investment-related; 6551 S. Revere Parkway Suite 145 Centennial CO 80111; Investment or commercial property; Junior Investor In 2 restaurants. 2% each; Partner; 11/22/2022; 0;0. 2) Team Hall Properties 2; Investment-related; 19620 Desparado Dr Monument CO 80132; My Agency Office Building; Owner; 10/01/2021; 2;0; Pay bills, Cosigner on the checking account. 3)Team Hall Propeties LLC; Investment related; 19620 Desparasdo Colorado Springs CO 80132; State Farm Office Building; Owner and president; 02/20/2014; 10;0; Control of the checkbook. 4)Patrick Hall's Insurance Agency; Investment-related; Monument CO; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/2007; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 491 Highway 105 Ste 120, Monument, CO 80132RIA
CRD#: 3487
Monument, CO
Current
April 14, 2023 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 491 W Highway 105 Ste 105, Monument, CO 80132BD
CRD#: 43036
Monument, CO
Past
August 9, 2018 - January 28, 2019
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
Monument, CO
Past
April 6, 2007 - January 28, 2019
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
Monument, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/8/2024)
IAR
Arizona(10/16/2024)
IAR
Colorado(4/3/2023)
RR
Colorado(4/14/2023)
RR
Illinois(12/3/2024)
IAR
Illinois(12/3/2024)
RR
New Mexico(10/14/2024)
IAR
New Mexico(10/15/2024)
IAR
Pennsylvania(6/18/2024)
RR
Pennsylvania(8/20/2024)
RR
Utah(10/8/2024)
IAR
Utah(10/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 4/14/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Monument, CO 80132TRUST BUT VERIFY
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