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DC

David R. Chaskin

PRIME EXECUTIONS
New York, NY 10005
Some features on this profile are disabled
CRD#: 5306238
DC

Professional summary

David R Chaskin, who also goes by David Richard Chaskin, David Chaskin, is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2008. David has worked at 11 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Richard Chaskin | David Chaskin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David R Chaskin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 15, 2025 - Present

PRIME EXECUTIONS, INC.

Office #1: 40 Wall Street - 58th Floor, New York, NY 10005
BD
CRD#: 32889
New York, NY
Past

June 15, 2023 - September 15, 2025

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

BD
CRD#: 104369
MORRISTOWN, NJ
Past

January 6, 2023 - November 30, 2023

TRIAD SECURITIES CORP

BD
CRD#: 11363
NEW YORK, NY
Past

March 18, 2020 - February 2, 2023

WEILD & CO.

BD
CRD#: 132398
BOULDER, CO
Past

March 12, 2020 - October 14, 2021

JUSTLY MARKETS LLC

BD
CRD#: 159572
NEW YORK, NY
Past

January 27, 2020 - August 31, 2021

ALPACA SECURITIES LLC

BD
CRD#: 288202
NEW YORK, NY
Past

August 8, 2018 - April 29, 2019

TANGENT CAPITAL PARTNERS, LLC

BD
CRD#: 146999
New York, NY
Past

July 31, 2017 - January 18, 2018

HOULIHAN LOKEY ADVISORS, LLC

BD
CRD#: 127835
NEW YORK, NY
Past

September 16, 2014 - August 1, 2018

JUSTLY MARKETS LLC

BD
CRD#: 159572
Wilmington, DE
Past

May 24, 2013 - July 31, 2018

MERIT SECURITIES, LLC

BD
CRD#: 165470
GIG HARBOR, WA
Past

July 13, 2009 - February 16, 2012

MILSTREAM SECURITIES LLC

BD
CRD#: 38771
NEW YORK, NY
Past

April 2, 2008 - June 29, 2012

ARITAS SECURITIES LLC

BD
CRD#: 128453
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/1/2008
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

PE
PRIME EXECUTIONS, INC.
FREEDOM CAPITAL MARKETS | SILVERMAN BROTHERS, INC. | PRIME EXECUTIONS, INC. | FREEDOM STRATEGIC SOLUTIONS

CRD#: 32889 / SEC#: , 8-43985

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street - 58th Floor, New York, NY 10005
Mailing Address
40 Wall Street - 58th Floor, New York, NY 10005
Phone number
(212) 980-4400
Established
Delaware since 11/12/1987
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FREEDOM HOLDING CORP.HOLDING COMPANY
AGUIAR, ALBERTINTERIM CEO2947566
CARON, WAYNE ROGERCCO1422911
CHASKIN, DAVID RCFO, FINOP, POO, PFO5306238

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRIME EXECUTIONS, INC.

CRD#: 32889New York, NY 10005

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