CH
Canon W. Hickman
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Henrico, VA 23238
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CRD#: 5306028
CH
Professional summary
Canon Wayne Hickman, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Henrico, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Henrico, Virginia.
Canon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Canon has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LAFAYETTE LIFE INSURANCE, 400 BROADWAY CINCINNATI OH, 01/2007, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 5 HR/WK 2 HR/TRADING 2) CANON HICKMAN, 1401 N TAFT ST APT 302 ARLINGTON VA, 01/2001, OWNER, RENTAL PROPERTY, NIR, 10 HR/YR 0 HR/TRADING 3) CAPITAL MANAGEMENT STRATEGIES, 12121 MANOR PARK DR GLEN ALLEN VA, 9/24/2009 BUSINESS ENTITY, INV REL, 0 HR/WK 0 HR/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2011, AS ADVISORY REP OF A RIA. INV REL, 30 HR/WK 25 HR/TRADING 5) PROMISE LAND PASTURES, 9620 ADKINS RD CHARLES CITY VA, 10/2018 AS BOARD MEMBER. NIR, 5 HR/MO 0 HR/TRADING 6) EQUITY CONCEPTS, 2550 GASKINS RD HENRICO VA, 01/2007, Wealth Manager, DBA - Doing Business As, INV REL, 160 HR/MO 160 HR/MO TRADING 7) 2550 A GASKINS LLC, 2550 A GASKINS RD HENRICO VA, 10/2024, OWNER, REAL ESTATE, 1 HR/MO 0 HR/MO TRADING 8) EQUITY CONCEPTS, 2550 GASKINS RD SUITE B HENRICO VA, 10/2024, OWNER, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Canon Wayne Hickman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 22, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2550 Gaskins Rd, Suite B, Henrico, VA 23238RIA
CRD#: 134139
Henrico, VA
Current
November 22, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2550 Gaskins Rd, Suite B, Henrico, VA 23238BD
CRD#: 39543
HENRICO, VA
Past
November 3, 2008 - November 23, 2011
SANDERS MORRIS LLC
RIA
CRD#: 20580
MCLEAN, VA
Past
November 3, 2008 - November 23, 2011
SANDERS MORRIS LLC
BD
CRD#: 20580
MCLEAN, VA
Past
April 10, 2007 - November 3, 2008
QA3 FINANCIAL LLC
RIA
CRD#: 104957
RICHMOND, VA
Past
March 22, 2007 - November 3, 2008
QA3 FINANCIAL CORP.
BD
CRD#: 14754
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/23/2015)
RR
Delaware(10/3/2014)
RR
District of Columbia(9/15/2025)
RR
Florida(4/14/2014)
RR
Georgia(6/23/2015)
RR
Illinois(7/1/2025)
RR
Maryland(11/22/2011)
RR
Massachusetts(6/23/2015)
RR
New Jersey(1/2/2013)
RR
New York(4/23/2013)
RR
North Carolina(6/23/2015)
RR
Texas(4/2/2025)
IAR
Texas(4/2/2025)
RR
Virginia(11/22/2011)
IAR
Virginia(11/22/2011)
RR
Washington(6/23/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Henrico, VA 23238TRUST BUT VERIFY
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