Charles M. Homoki
Professional summary
Charles Marcel Homoki is a registered financial professional currently at LIGHTSPEED FINANCIAL SERVICES GROUP LLC located in Morristown, New Jersey.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2007. Charles has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Marcel Homoki's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2024 - Present
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
Office #1: 20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960September 5, 2023 - October 11, 2024
MORGAN STANLEY
March 20, 2023 - October 11, 2024
MORGAN STANLEY
July 25, 2011 - September 5, 2023
HARRISDIRECT LLC
April 18, 2011 - September 5, 2023
E*TRADE SECURITIES LLC
April 13, 2007 - July 6, 2009
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2024)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
CRD#: 104369 / SEC#: , 8-52843
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 42 |
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