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CRD#: 104369
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LIGHTSPEED FINANCIAL SERVICES GROUP LLC is located at 20 Headquarters Plaza North Tower, 7th Floor, Morristown, NJ 07960 and was first established at Woodbridge, Delaware in 08/03/2000. After operating for 25 years, LIGHTSPEED FINANCIAL SERVICES GROUP LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LIGHTSPEED FINANCIAL SERVICES GROUP LLC’s clients are individuals and 0% of their clients are high net worth individuals. LIGHTSPEED FINANCIAL SERVICES GROUP LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LIGHTSPEED FINANCIAL SERVICES GROUP LLC are registered to handle securities or provide financial advice. The firm has 42 disclosures, 42 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LIGHTSPEED FINANCIAL SERVICES GROUP LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LIGHTSPEED FINANCIAL SERVICES GROUP LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LIGHTSPEED FINANCIAL SERVICES GROUP LLC Comes From

Understanding the Statistics for LIGHTSPEED FINANCIAL SERVICES GROUP LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
42

FIRM INFORMATION

Main Address
20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960
Mailing Address
20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960
Firm Size
Small
Phone Number
(888) 577-3123
Established
Delaware since 08/03/2000
Firm Type
Limited Liability Company
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
LIGHTSPEED HOLDINGS LLCDIRECT OWNER
CHUN, YUEN NAFINOP2219603
GIBB, THOMAS ANTHONYPRESIDENT/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER4750905
NAIB, FARID AHMEDCEO6285310
PETZOLD, KEITH WILLIAMCHIEF COMPLIANCE OFFICER2944070
WEDBUSH FINANCIAL SERVICES, LLCDIRECT OWNER

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Advisor's working at LIGHTSPEED FINANCIAL SERVICES GROUP LLC

PV

Peter Christopher Varley

RR
CRD#: 1885107
Location:
Morristown, NJ 07960
Company:
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
Disclosures:
Experience:
29 years
View Profile
DM

Devon William Moyer

RR
CRD#: 6930026
Location:
Morristown, NJ 07960
Company:
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
Disclosures:
Experience:
7 years
View Profile
YC

Yuen Na Chun

Yuen Na Kong
RR
CRD#: 2219603
Location:
New York, NY 10038
Company:
E&J SECURITIES CORP.
Disclosures:
Experience:
33 years
View Profile
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