JP
Jose A. Perales
FORTHRIGHT CAPITAL ADVISORY
Natalia, TX
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CRD#: 5305151
JP
Professional summary
Jose Alfredo Perales, who also goes by Jose Perales, is a registered financial advisor currently at FORTHRIGHT CAPITAL ADVISORY located in Natalia, Texas.
Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jose has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jose Perales
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Company Name: Fierce Sports Nation DBA Texas Valley Sports Company Address 1: 178 CR 6870,Natalia, TX 78059. Nature of Business: Football League that will play tournament style football. Position Held: Managing Member Description of Duties Performed: Promote Sporting Events on the weekends. Sell merchandise and Food to raise funds. Dates Employed: From: 08/15/2016 To: present Amount of Time You Devote to Business: 16 hours per month. Work for business during securities trading hours? No. Is the activity you are reporting investment related? No. Forthright Capital Partners, LLC, investment related, 7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128, Insurance Agency, Insurance Agent, Start Date 11/2023, 80 hours per month and 60 during securities trading hours, Solicitation of individual life insurance and fixed annuity products to consumers.
CRS (Client Relationship Summary) - RIA
Click below to view Jose Alfredo Perales's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2023 - Present
FORTHRIGHT CAPITAL ADVISORY
RIA
CRD#: 323596
Natalia, TX
Past
June 8, 2020 - November 30, 2023
USAA INVESTMENT SERVICES COMPANY
BD
CRD#: 5475
SAN ANTONIO, TX
Past
January 8, 2018 - November 30, 2023
USAA INVESTMENT SERVICES COMPANY
RIA
CRD#: 5475
SAN ANTONIO, TX
Past
January 17, 2014 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
SAN ANTONIO, TX
Past
October 23, 2013 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
SAN ANTONIO, TX
Past
August 21, 2012 - July 10, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN ANTONIO, TX
Past
April 2, 2007 - May 31, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
EDINBURG, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTHRIGHT CAPITAL ADVISORY
BERKOWITZ CAPITAL LLC | TEACHERS' PATH FINANCIAL PLANNING | SMITH'S WEALTH MANAGEMENT | ROWDEN FINANCIAL | RETIRE LAB LLC | PIRSOS INVESTMENT ADVISORY | FORTHRIGHT CAPITAL ADVISORY LLC | FORTHRIGHT CAPITAL ADVISORY
CRD#: 323596 / SEC#: 801-128191
RIA
Registered Investment Advisory firm - (7/25/2023 Approved)Nevada
Registered Investment Advisory firm - (9/29/2023 Terminated)Ohio
Registered Investment Advisory firm - (9/14/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FC
FORTHRIGHT CAPITAL ADVISORY
BERKOWITZ CAPITAL LLC | TEACHERS' PATH FINANCIAL PLANNING | SMITH'S WEALTH MANAGEMENT | ROWDEN FINANCIAL | RETIRE LAB LLC | PIRSOS INVESTMENT ADVISORY | FORTHRIGHT CAPITAL ADVISORY LLC | FORTHRIGHT CAPITAL ADVISORY
CRD#: 323596 / SEC#: 801-128191
RIA
Registered Investment Advisory firm - (7/25/2023 Approved)Nevada
Registered Investment Advisory firm - (9/29/2023 Terminated)Ohio
Registered Investment Advisory firm - (9/14/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128
Mailing Address
Phone number
(725) 712-3016
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 882 |
| AUM (Assets Under Management) | $ 64,985,533 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
