VN
Vicki Nielsen
CETERA INVESTMENT ADVISERS LLC
MCHENRY, IL 60050
Some features on this profile are disabled
CRD#: 5304427
VN
Professional summary
Vicki Nielsen, who also goes by VIcki Lynn Hill, Vicki Lynn Kosierowski, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mchenry, Illinois and CETERA WEALTH SERVICES, LLC located in Mchenry, Illinois.
Vicki is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Vicki has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vicki Lynn Hill | Vicki Lynn Kosierowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY:LEADERSHIP GREATER MCHENRY COUNTY; NO; 1290 LAKE AVE; WOODSTOCK; IL; 60098; LEADERSHIP DEVELOPMENT ORGANIZATION; ALUMNI MEMBER; 9/1/2014; 1; 0; ATTEND ALUMNI EVENTS. 2) NAME OF ENTITY:INTEGRITY FINANCIAL PROFESSIONALS, INC./INTEGRITY FINANCIAL; YES; 5435 BULL VALLEY RD STE 100; MCHENRY; IL; 60050; FINANCIAL SERVICES/DBA; PRESIDENT/OWNER; 3/1/2007; 160; 160; SALES OF INSURANCE, SECURITIES AND INVESTMENT PROODUCTS ; 3) NAME OF ENTITY:MCHENRY COUNTY TASK FORCE ON AGING; NO; PO BOX 198; MCHENRY; IL; 60051; CHARITY; MEMBER; 1/1/2008; 1.5; 1.5; MEMBER ONLY. 4) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 5435 BULL VALLEY RD STE 100; MCHENRY; IL; 60050; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/2015; 40; 30; SALES OF FIXED INSURANCE PRODUCTS; 5) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PUBLIC NOTARY ; START DATE: 06/2021 ; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: SERVICE PROVIDED TO CLIENTS, PROSPECTS, ETC; 6) NAME OF OTHER BUSINESS: ALDEN-HEBRON HIGH & MIDDLE SCHOOL, HEBRON, IL; INVESTMENT RELATED: NO; ADDRESS: 9604 ILLINOIS ST, HEBRON, IL 60034; NATURE OF BUSINESS: VOLLEYBALL SCOREKEEPING; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: SCOREKEEPER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: KEEP TRACK OF SCORE, TIMEOUTS, SUBSTITUTIONS, & SUCH AS REQUIRED BY THE SCOREKEEPER'S BOOK;
CRS (Client Relationship Summary) - RIA
Click below to view Vicki Nielsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4310 W. Crystal Lake Road Ste H, Mchenry, IL 60050RIA
CRD#: 105644
MCHENRY, IL
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5435 Bull Valley Rd Suite 100, Mchenry, IL 60050BD
CRD#: 13572
Mchenry, IL
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
February 14, 2008 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
MCHENRY, IL
Past
March 13, 2007 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MCHENRY, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/4/2022)
RR
Arizona(6/9/2021)
RR
Arkansas(6/9/2021)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Florida(6/10/2021)
RR
Georgia(1/14/2022)
RR
Hawaii(6/9/2021)
RR
Illinois(6/9/2021)
IAR
Illinois(6/29/2023)
RR
Indiana(6/9/2021)
RR
Kansas(6/9/2021)
RR
Michigan(6/9/2021)
RR
Minnesota(1/5/2022)
RR
Missouri(6/9/2021)
RR
New Mexico(12/10/2024)
RR
North Carolina(8/20/2021)
RR
Ohio(10/11/2023)
RR
Pennsylvania(6/9/2021)
RR
Washington(6/9/2021)
RR
Wisconsin(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
