Linda L. Yang

MARCADO ASSET MANAGEMENT LLC

AUSTIN, TX

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CRD#: 5303907

Professional summary

Linda Lim Yang, who also goes by Linda Kia Lim, is a registered financial advisor currently at MARCADO ASSET MANAGEMENT LLC located in Austin, Texas.

Linda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Linda has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Linda Kia Lim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Lim Yang's CRS (Customer Relationship Summary).

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

AUSTIN, TX

Past

August 6, 2007 - June 22, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AUSTIN, TX

Past

May 9, 2007 - June 22, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARCADO ASSET MANAGEMENT LLC

MARCADO | MARCADO ASSET MANAGEMENT LLC | MARCADO ASSET MANAGEMENT

CRD#: 289136 / SEC#: 801-118577

RIA

Registered Investment Advisory firm - (4/29/2020 Approved)

Texas

Registered Investment Advisory firm - (8/31/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/12/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/8/2007

General Securities Representative Examination

Current Firm

MARCADO ASSET MANAGEMENT LLC

MARCADO | MARCADO ASSET MANAGEMENT LLC | MARCADO ASSET MANAGEMENT

CRD#: 289136 / SEC#: 801-118577

RIA

Registered Investment Advisory firm - (4/29/2020 Approved)

Texas

Registered Investment Advisory firm - (8/31/2020 Terminated)

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Contact information

Main Address

4940 Broadway Street Suite 217, San Antonio, TX 78209

Mailing Address

Phone number

(210) 320-1171

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MARCADO ASSET MANAGEMENT FORM ADV PART 2A DISCLOSURE BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 26,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Linda L. Yang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Lim Yang's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILICON HILLS WEALTH MANAGEMENT

CAPTRUST

INTRUST FIDUCIARY GROUP

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MARCADO ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2007

SIE

Date: 7/12/2016

Series 7

Date: 5/8/2007

Current Firm

MARCADO ASSET MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARCADO ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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