Jason Alexander Spielberg
Professional Summary
Jason Alexander Spielberg, who also goes by Jason Alexander Speilberg, is a registered financial advisor currently at PERSHING LLC located in Lake Mary, Florida. Jason is registered as a RR (Registered Representative) and started their career in finance in 2010. Jason has worked at 1 firm and has passed the Series 52TO, Series 99TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jason Alexander Spielberg, Jason Alexander Speilberg
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
OPPENHEIMER & CO. INC.
LPL FINANCIAL LLC
MAINSAIL FINANCIAL GROUP
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
OPPENHEIMER & CO. INC.
LPL FINANCIAL LLC
MAINSAIL FINANCIAL GROUP
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
OPPENHEIMER & CO. INC.
LPL FINANCIAL LLC
MAINSAIL FINANCIAL GROUP
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
OPPENHEIMER & CO. INC.
LPL FINANCIAL LLC
MAINSAIL FINANCIAL GROUP
Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
OPPENHEIMER & CO. INC.
LPL FINANCIAL LLC
MAINSAIL FINANCIAL GROUP
Current Firm
BNY PERSHING | PERSHING LLC | PERSHING | DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION | DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION | BNY WEALTH SOLUTIONS
Contact Information
Main Address
One Pershing Plaza, Jersey City, NJ 07399Mailing Address
One Pershing Plaza 10th Floor, Jersey City, NJ 07399Phone Number
(201) 413-2000Established
Delaware since 01/17/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERSHING GROUP LLC | HOLDING COMPANY | — |
| BADGER, ERIC CHRISTOPHER | BOARD MEMBER | 8040351 |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | BOARD MEMBER, PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| EISENBERG, MATTHEW | CHIEF COMPLIANCE OFFICER | 4305269 |
| LOFLING, JASON ROBERT | BOARD MEMBER, CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 5177277 |
| NICHOLSON-FLORENCE, JONATHAN | BOARD MEMBER, CHIEF RISK OFFICER | 6131790 |
| O'LAUGHLEN, VICTOR FRANCIS JR | BOARD MEMBER | 8041737 |
| UDESHI, NEHAL | BOARD MEMBER | 5194790 |
| VITALE, JASON DOMINICK | BOARD MEMBER | 8038160 |
Disclosures
Regulatory Event
74Arbitration
32Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
OPPENHEIMER & CO. INC.
LPL FINANCIAL LLC
MAINSAIL FINANCIAL GROUP
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
OPPENHEIMER & CO. INC.
LPL FINANCIAL LLC
MAINSAIL FINANCIAL GROUP
State Registrations and Notice Filings
(4/12/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jul 2023About the Series 52TO examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
OPPENHEIMER & CO. INC.
LPL FINANCIAL LLC
MAINSAIL FINANCIAL GROUP
CRS (Client Relationship Summary) - BD
Click below to view Jason Alexander Spielberg's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
OPPENHEIMER & CO. INC.
LPL FINANCIAL LLC
MAINSAIL FINANCIAL GROUP