Jody Gunderson

QUINCY WELLS ADVISORS

Northfield, MN

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CRD#: 5302745

Professional summary

Jody Gunderson, who also goes by Jody Lynn Borene, Jody Lynn Borene, Jody Lynn Drexler, Jody L Graff, Jody Lynn Graff, Jody L Gunderson, Jody Lynn Graff, Jody Lynn Gunderson, is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Northfield, Minnesota and GREAT POINT CAPITAL LLC located in Chicago, Illinois.

Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jody has worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jody Gunderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2022 - Present

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Northfield, MN

Current

May 23, 2022 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

CRD#: 114203

Chicago, IL

Past

January 29, 2021 - May 3, 2022

S2K FINANCIAL LLC

CRD#: 248786

ORLANDO, FL

Past

September 10, 2020 - January 4, 2021

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

NORTHFIELD, MN

Past

August 31, 2020 - January 4, 2021

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

NORTHFIELD, MN

Past

June 25, 2018 - August 29, 2018

NORTHSTAR SECURITIES, LLC

CRD#: 150409

GREENWOOD VILLAGE, CO

Past

June 25, 2018 - October 5, 2020

S2K FINANCIAL LLC

CRD#: 248786

ORLANDO, FL

Past

July 12, 2017 - June 6, 2018

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

PERHAM, MN

Past

July 12, 2017 - June 6, 2018

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

PERHAM, MN

Past

February 23, 2017 - April 29, 2017

ORCHARD SECURITIES, LLC

CRD#: 133378

PLEASANT GROVE, UT

Past

December 11, 2015 - April 14, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

ROCHESTER, MN

Past

December 11, 2015 - April 14, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ROCHESTER, MN

Past

July 29, 2013 - May 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WINDOM, MN

Past

July 23, 2013 - May 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WINDOM, MN

Past

December 16, 2010 - August 18, 2011

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

EDINA, MN

Past

December 8, 2010 - August 18, 2011

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

EDINA, MN

Past

June 24, 2010 - December 9, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

September 1, 2009 - April 6, 2010

GRUBB & ELLIS SECURITIES, INC.

CRD#: 17932

SANTA ANA, CA

Past

January 10, 2008 - July 24, 2009

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

NORTHFIELD, MN

Past

October 11, 2007 - July 24, 2009

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

NORTHFIELD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/18/2022)

Florida
(11/28/2022)

Minnesota
(5/23/2022)

IAR

Minnesota
(9/12/2022)

North Dakota
(5/23/2022)

South Dakota
(5/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/4/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

200 W. Jackson Blvd. #1000, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jody Gunderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jody Gunderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

S2K FINANCIAL LLC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

NORTHSTAR SECURITIES, LLC

S2K FINANCIAL LLC

CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

ORCHARD SECURITIES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

GRUBB & ELLIS SECURITIES, INC.

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/4/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/10/2007

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

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