Marvin Z. Slappey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin Zachery Slappey, who also goes by Marvin Zackary Slappey, was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 2007. Marvin had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2012 - August 17, 2012
TRUEWEALTH MANAGEMENT
April 5, 2007 - April 5, 2012
BESSEMER INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRUEWEALTH MANAGEMENT
CRD#: 111055 / SEC#: 801-57165
Contact information
Red Flags
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