Jeff A. Allen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeff Andrew Allen, who also goes by Jeff Allen, was a registered financial professional .
Jeff is a previously registered financial professional and started their career in finance in 2008. Jeff had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2015 - October 1, 2021
GLOBAL PORTFOLIO STRATEGIES, INC.
April 1, 2015 - April 1, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 10, 2009 - September 26, 2013
AST INVESTMENT SERVICES, INC.
August 3, 2009 - September 26, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 18, 2008 - March 25, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 4, 2008 - March 25, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL PORTFOLIO STRATEGIES, INC.
CRD#: 105812 / SEC#: 801-16664
Contact information
Regulatory assets under management
| Total Number of Accounts | 285 |
| AUM (Assets Under Management) | $ 1,695,414,336 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
