Jeffrey Michael Fenwick
Professional Summary
Jeffrey Michael Fenwick is a registered financial advisor currently at CORMARK SECURITIES (USA) LIMITED and ATB CAPITAL MARKETS USA INC.. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2008. Jeffrey has worked at 2 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.
Contact Information
Main Address
#410 585 8th Avenue Sw, Calgary, Alberta, T2P 1G1Mailing Address
#410 585 8th Avenue Sw, Calgary, T2P 1G1Phone Number
(403) 593-8600Firm Type
CorporationFiscal Year End
MarchFirm Size
Small# of Employees
31FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.
State Registrations and Notice Filings
(5/22/2008)
(6/14/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Jun 2008About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Michael Fenwick's CRS (Customer Relationship Summary).
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