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JF

Jeffrey M. Fenwick

CORMARK SECURITIES (USA) LIMITED
Toronto, M5J2J2
Some features on this profile are disabled
CRD#: 5301106
JF

Professional summary

Jeffrey Michael Fenwick is a registered financial professional currently at CORMARK SECURITIES (USA) LIMITED and ATB CAPITAL MARKETS USA INC. .

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2008. Jeffrey has worked at 2 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Michael Fenwick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2008 - Present

CORMARK SECURITIES (USA) LIMITED

Office #1: Royal Bank Plaza, North Tower 200 Bay Street, Suite 1800, Toronto, M5J2J2
BD
CRD#: 101000
Toronto,
Current

February 18, 2026 - Present

ATB CAPITAL MARKETS USA INC.

Office #1: #410 585 8th Avenue Sw, Calgary, T2P 1G1
RIA
BD
CRD#: 155053
Calgary,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ATB CAPITAL MARKETS USA INC.
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.

CRD#: 155053 / SEC#: 801-128511, 8-68692

RIA
Registered Investment Advisory firm - SEC (1/12/2024 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(5/22/2008)
RR
Texas
(6/14/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/22/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 6/13/2008
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 6/4/2007
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 4/24/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/15/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ATB CAPITAL MARKETS USA INC.
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.

CRD#: 155053 / SEC#: 801-128511, 8-68692

RIA
Registered Investment Advisory firm - SEC (1/12/2024 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
#410 585 8th Avenue Sw, Calgary, Alberta, T2P 1G1
Mailing Address
#410 585 8th Avenue Sw, Calgary, T2P 1G1
Phone number
(403) 593-8600
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
31

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Part 2 Brochures

RESEARCH SERVICES (6/11/2025)

Direct owners and executive officers

NamePositionCRD#
ATB SECURITIES, INC.SHAREHOLDER
EDWARDS, LISA MARIECHIEF COMPLIANCE OFFICER5592656
EURICH, DARREN LEEEXECUTIVE REPRESENTATIVE, CEO, MEMBER OF BOARD OF DIRECTORS7323470
PECK, NANCY LYNNFINOP/CFO5174759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATB CAPITAL MARKETS USA INC.

CRD#: 155053Toronto, M5J2J2

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