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KR

Kimon Roussos

BANCTRUST SECURITIES USA
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 5300249
KR

Professional summary


Kimon Roussos, who also goes by Kimon Russos, is a registered financial professional currently at BANCTRUST SECURITIES USA located in New York, New York.

Kimon is registered as a RR (Registered Representative) and started their career in finance in 2007. Kimon has worked at 7 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kimon Russos

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kimon Roussos's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 15, 2024 - Present

BANCTRUST SECURITIES USA

Office #1: 620 Fifth Avenue Suite 206, New York, NY 10020
BD
CRD#: 313116
NEW YORK, NY
Past

July 24, 2023 - May 3, 2024

MARCO POLO SECURITIES LLC

BD
CRD#: 46561
NEW YORK, NY
Past

March 19, 2020 - June 30, 2023

AVIOR CAPITAL MARKETS US, LLC

BD
CRD#: 172595
New York, NY
Past

January 4, 2019 - April 9, 2020

MARCO POLO SECURITIES LLC

BD
CRD#: 46561
NEW YORK, NY
Past

May 31, 2016 - December 27, 2018

GREENLEYS CAPITAL MARKETS LLP

BD
CRD#: 168558
NYC, NY
Past

April 8, 2010 - February 5, 2016

CIC MARKET SOLUTIONS, INC.

BD
CRD#: 47069
NEW YORK, NY
Past

July 14, 2009 - March 26, 2010

W.A. CAPITAL MARKETS

BD
CRD#: 6292
NEW YORK, NY
Past

August 13, 2007 - July 1, 2009

NBGI SECURITIES INC.

BD
CRD#: 104322
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/15/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 12/4/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BANCTRUST SECURITIES USA
BANCTRUST & CO. | BTCO SECURITIES LLC | BANCTRUST SECURITIES USA

CRD#: 313116 / SEC#: , 8-70708

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
620 Fifth Avenue Suite 206, New York, NY 10020
Mailing Address
620 Fifth Avenue Suite 206, New York, NY 10020
Phone number
(212) 466-6513
Established
Delaware since 03/09/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BTCM HOLDINGS LLCOWNER
FUENMAYOR, CARLOS RICARDOCEO, PRINCIPAL & DIRECTOR4055839
GRAY, JOHN CLARKEFINANCIAL AND OPERATIONS PRINCIPAL (FINOP)1367440
LEBOWITZ, ROBERT SETHCCO2664643

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BANCTRUST SECURITIES USA

CRD#: 313116New York, NY 10020

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