Nathan L. Weiss

WEISS, HARRINGTON AND ASSOCIATES LLC

East Greenwich, RI

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CRD#: 5300039

Professional summary

Nathan Larry Weiss is a registered financial advisor currently at WEISS, HARRINGTON AND ASSOCIATES LLC located in East Greenwich, Rhode Island.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Nathan has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Larry Weiss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2014 - Present

WEISS, HARRINGTON AND ASSOCIATES LLC

RIA

CRD#: 143230

East Greenwich, RI

Past

March 5, 2007 - December 31, 2013

WEISS, HARRINGTON AND ASSOCIATES LLC

RIA

CRD#: 143230

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(11/20/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 9/21/2015

National Commodity Futures Examination

Current Firm

WEISS, HARRINGTON AND ASSOCIATES LLC

UNIT ECONOMICS | WEISS, HARRINGTON AND ASSOCIATES LLC

CRD#: 143230 / SEC#:

Massachusetts

Registered Investment Advisory firm - (12/19/2014 Terminated)

Rhode Island

Registered Investment Advisory firm - (11/20/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

East Greenwich, RI

Mailing Address

Phone number

(617) 227-5871

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Nathan L. Weiss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Larry Weiss's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEISS, HARRINGTON AND ASSOCIATES LLC

WEISS, HARRINGTON AND ASSOCIATES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/2007

Series 3

Date: 9/21/2015

Current Firm

WEISS, HARRINGTON AND ASSOCIATES LLC

Contact information

Documents

Red Flags

Company Information

WEISS, HARRINGTON AND ASSOCIATES LLC

TRUST BUT VERIFY

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