Aaron A. Frimpong
Professional summary
Aaron Adjei Frimpong, who also goes by Aaron A Frimpong, Aaron Frimpong, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Plano, Texas.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 2007. Aaron has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron Adjei Frimpong's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Ave, Plano, TX 75024March 11, 2022 - February 11, 2026
J.P. MORGAN SECURITIES LLC
January 24, 2022 - February 11, 2026
J.P. MORGAN SECURITIES LLC
May 23, 2020 - December 14, 2021
CHARLES SCHWAB & CO., INC.
May 23, 2020 - December 14, 2021
CHARLES SCHWAB & CO., INC.
January 8, 2018 - May 24, 2020
USAA INVESTMENT SERVICES COMPANY
August 23, 2016 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
February 13, 2014 - May 24, 2020
USAA FINANCIAL ADVISORS, INC.
October 1, 2007 - January 24, 2014
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2026)
Exams
Series 11
Date: 5/10/2007
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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Company Information
VANGUARD MARKETING CORPORATION
CRD#: 7452Plano, TX 75024TRUST BUT VERIFY
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