Mark A. Hanlin
Professional summary
Mark Alan Hanlin is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Battle Creek, Michigan.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2007. Mark has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Alan Hanlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2017 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 131 Columbia Ave. E. Suite 208, Battle Creek, MI 49015December 17, 2012 - December 15, 2017
INVEST FINANCIAL CORPORATION
March 18, 2009 - December 17, 2012
WRP INVESTMENTS, INC.
January 25, 2008 - March 19, 2009
SII INVESTMENTS, INC.
April 16, 2007 - September 7, 2007
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2017)
(12/15/2017)
(12/15/2017)
(12/15/2017)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
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Company Information
SIGMA FINANCIAL CORPORATION
CRD#: 14303Battle Creek, MI 49015TRUST BUT VERIFY
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