TH
Thomas W. Hood
ALTERNATIVE INVESTMENT ADVISORS
Maitland, FL 32751
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CRD#: 5298915
TH
Professional summary
Thomas William Hood, who also goes by Thomas William Hood, Tom Hood, is a registered financial advisor currently at ALTERNATIVE INVESTMENT ADVISORS, LLC located in Maitland, Florida and APW CAPITAL, INC. located in Maitland, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Thomas has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas William Hood | Tom Hood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Alternative Investment Advisors, LLC is located at 698 N. Maitland Ave, Suite 101 Maitland, FL 32751. Investment Related. Start Date: 7/2013. Alternative Investment Advisors LLC is a registered investment advisory firm. Mr. Hood is an investment advisor and a managing member as of 7/2017. He is responsible for providing investment advice and managing portfolios for clients. He spends 40 hours working per month; 40 hours working during trading hours. 2. First Financial Strategies, Investment related:Yes, 698 N Maitland Avenue, Suite 100, Maitland, Florida, 32751, Insurance sales through First Financial dba Florida Financial and First Financial owns AIA, Managing Member, 06/21/2017, 10%, Insurance Sales
CRS (Client Relationship Summary) - RIA
Click below to view Thomas William Hood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2013 - Present
ALTERNATIVE INVESTMENT ADVISORS, LLC
Office #1: 698 North Maitland Avenue Suite 101, Maitland, FL 32751RIA
CRD#: 160108
Maitland, FL
Current
March 23, 2022 - Present
APW CAPITAL, INC.
Office #1: 698 N Maitland Ave Suite 100, Maitland, FL 32751BD
CRD#: 43814
Maitland, FL
Past
January 7, 2021 - March 18, 2022
DELTA SECURITIES COMPANY, LLC
BD
CRD#: 130577
MAITLAND, FL
Past
July 30, 2013 - December 31, 2020
VISION BROKERAGE SERVICES, LLC
BD
CRD#: 47927
MAITLAND, FL
Past
September 22, 2011 - July 26, 2013
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
MAITLAND, FL
Past
July 22, 2011 - July 26, 2013
FSC SECURITIES CORPORATION
BD
CRD#: 7461
MAITLAND, FL
Past
October 9, 2009 - July 19, 2011
JACKSON WEALTH MANAGEMENT, LLC
RIA
CRD#: 147642
HEATHROW, FL
Past
February 10, 2009 - July 19, 2011
TRIAD ADVISORS LLC
BD
CRD#: 25803
HEATHROW, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALTERNATIVE INVESTMENT ADVISORS, LLC
ALTERNATIVE INVESTMENT ADVISORS, LLC | SWENSON WEALTH MANAGEMENT | FLORIDA FINANCIAL STRATEGIES | FFS1
CRD#: 160108 / SEC#: 801-117266
RIA
Registered Investment Advisory firm - (8/27/2019 Approved)Florida
Registered Investment Advisory firm - (9/23/2019 Terminated)Iowa
Registered Investment Advisory firm - (9/24/2019 Terminated)Minnesota
Registered Investment Advisory firm - (9/25/2019 Terminated)Nebraska
Registered Investment Advisory firm - (9/23/2019 Terminated)South Dakota
Registered Investment Advisory firm - (9/23/2019 Terminated)Texas
Registered Investment Advisory firm - (9/23/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(9/12/2013)
RR
Florida(3/23/2022)
IAR
Iowa(5/10/2021)
IAR
Minnesota(5/6/2021)
IAR
Nebraska(5/10/2021)
IAR
South Dakota(5/6/2021)
IAR
Texas(5/6/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALTERNATIVE INVESTMENT ADVISORS, LLC
ALTERNATIVE INVESTMENT ADVISORS, LLC | SWENSON WEALTH MANAGEMENT | FLORIDA FINANCIAL STRATEGIES | FFS1
CRD#: 160108 / SEC#: 801-117266
RIA
Registered Investment Advisory firm - (8/27/2019 Approved)Florida
Registered Investment Advisory firm - (9/23/2019 Terminated)Iowa
Registered Investment Advisory firm - (9/24/2019 Terminated)Minnesota
Registered Investment Advisory firm - (9/25/2019 Terminated)Nebraska
Registered Investment Advisory firm - (9/23/2019 Terminated)South Dakota
Registered Investment Advisory firm - (9/23/2019 Terminated)Texas
Registered Investment Advisory firm - (9/23/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
698 North Maitland Avenue Suite 101, Maitland, FL 32751
Mailing Address
Phone number
(407) 261-4242
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,604 |
| AUM (Assets Under Management) | $ 341,046,660 |
Red Flags
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Company Information
ALTERNATIVE INVESTMENT ADVISORS, LLC
CRD#: 160108Maitland, FL 32751TRUST BUT VERIFY
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