Preston D. Johnson

APOLLO GLOBAL SECURITIES

New York, NY 10022

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CRD#: 5298697

Professional summary

Preston Douglas Johnson, who also goes by Preston Douglas Johnson, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.

Preston is registered as a RR (Registered Representative) and started their career in finance in 2007. Preston has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Preston Douglas Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Preston Douglas Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2025 - Present

APOLLO GLOBAL SECURITIES, LLC

Office #1: 300 Park Avenue 17th Floor, New York, NY 10022

CRD#: 153502

New York, NY

Past

August 29, 2022 - September 30, 2025

BROWN BROTHERS HARRIMAN INVESTMENTS, LLC

CRD#: 282732

New York, NY

Past

May 12, 2015 - October 6, 2021

FORESIDE FUND SERVICES, LLC

CRD#: 46106

New York, NY

Past

November 11, 2008 - May 15, 2012

SANCTUARY SECURITIES, INC.

RIA

CRD#: 205

INDIANAPOLIS, IN

Past

November 11, 2008 - May 15, 2012

SANCTUARY SECURITIES, INC.

CRD#: 205

INDIANAPOLIS, IN

Past

May 15, 2007 - November 12, 2008

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

INDIANAPOLIS, IN

Past

April 20, 2007 - November 12, 2008

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/14/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2015

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/20/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/6/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/19/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

APOLLO GLOBAL SECURITIES, LLC

AP CM, LLC | ATLAS SP SECURITIES | APOLLO GLOBAL SECURITIES, LLC

CRD#: 153502 / SEC#: , 8-68542

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

9 West 57th Street, New York, NY 10019-2701

Mailing Address

9 West 57th Street, New York, NY 10019-2701

Phone number

(212) 515-3200

Established

Delaware since 03/11/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
APOLLO MANAGEMENT HOLDINGS, L.P.	MEMBER
CHATTERJEE, WHITNEY A	MEMBER BOARD OFMANAGERS	7874808
DRESCHER, STEPHANIE	HEAD OF MARKETING	3055145
LEVY, YAEL KENAN	CHIEF COMPLIANCE OFFICER	4435788
NEEDLEMAN, ERIC DAVID	PRESIDENT	2773431
TREBING, ADAM P	CFO / FINOP / PFO / POO	5828238
TREBING, ADAM P	MEMBER BOARD OF MANAGERS	5828238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Preston D. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Preston Douglas Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROWN BROTHERS HARRIMAN INVESTMENTS, LLC

FORESIDE FUND SERVICES, LLC

SANCTUARY SECURITIES, INC.

SANCTUARY SECURITIES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2015

Series 7TO

Date: 7/20/2022

SIE

Date: 10/1/2018

Series 3

Date: 5/6/2015

Series 7

Date: 4/19/2007

FINRA

Current Firm

APOLLO GLOBAL SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

APOLLO GLOBAL SECURITIES, LLC

TRUST BUT VERIFY

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