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Matthew F. Mohlman

MONUMENT ADVISERS
CARMEL, IN 46032
Some features on this profile are disabled
CRD#: 5298051
MM

Professional summary

Matthew Frank Mohlman is a registered financial advisor currently at MONUMENT ADVISERS located in Carmel, Indiana.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Matthew has worked at 10 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Matthew Mohlman serves as the Executive Director of Monument Charitable, a donor advised fund. This role may take up to 5% of time during trading hours. Monument may recommend that Clients engage the donor advised fund for investment, financial planning, and tax planning purposes. Monument will only recommend so if the services are in the best interest of the Client and another option is not more suitable. Matthew Mohlman serves as the President of Monument Ventures, a holding company. This role may take up to 5% of time during trading hours. Clients of Monument may also become investors in Monument Ventures. Clients may invest only if it is in their best interest and the relevant risks are suitably disclosed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Frank Mohlman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 30, 2024 - Present

MONUMENT ADVISERS

Office #1: 550 Congressional Blvd Suite 350, Carmel, IN 46032
RIA
CRD#: 331623
CARMEL, IN
Past

August 15, 2016 - November 6, 2019

OXFORD FINANCIAL GROUP, LTD

RIA
CRD#: 105303
Carmel, IN
Past

June 10, 2016 - August 17, 2016

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
BOCA RATON, FL
Past

April 14, 2014 - June 30, 2015

ASTOR INVESTMENT MANAGEMENT LLC

RIA
CRD#: 169679
CHICAGO, IL
Past

September 20, 2013 - April 10, 2014

B. RILEY WEALTH ADVISORS, INC.

RIA
CRD#: 115927
CHICAGO, IL
Past

September 20, 2013 - June 11, 2014

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
CHICAGO, IL
Past

July 2, 2012 - August 22, 2013

VIRTU AMERICAS LLC

BD
CRD#: 149823
CHICAGO, IL
Past

March 20, 2012 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
CHICAGO, IL
Past

July 21, 2008 - March 7, 2012

INTERACTIVE BROKERS LLC

BD
CRD#: 36418
CHICAGO, IL
Past

June 11, 2007 - May 12, 2008

AFA ADVISOR SERVICES LLC

RIA
CRD#: 129104
CALABASAS, CA
Past

May 2, 2007 - May 12, 2008

AFA FINANCIAL GROUP, LLC

BD
CRD#: 127648
CALABASAS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(5/30/2024)
IAR
Virginia
(7/19/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/16/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/8/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/17/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/1/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 8/11/2011
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/1/2011
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/11/2010
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/15/2008
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/29/2007
General Securities Principal Examination

Current Firm

MA
MONUMENT ADVISERS
MONUMENT ADVISERS | MONUMENT VENTURES | MONUMENT ADVISERS LLC

CRD#: 331623 / SEC#:

Indiana
Registered Investment Advisory firm - (5/30/2024 Approved)
Virginia
Registered Investment Advisory firm - (7/19/2025 Approved)
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Contact information

Main Address
550 Congressional Blvd Suite 350, Carmel, IN 46032
Mailing Address
Phone number
(317) 210-1051
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts38
AUM (Assets Under Management)$ 4,840,631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONUMENT ADVISERS

CRD#: 331623Carmel, IN 46032

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