Matthew Frank Mohlman
Professional Summary
Matthew Frank Mohlman is a registered financial advisor currently at MONUMENT ADVISERS located in Carmel, Indiana. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Matthew has worked at 10 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
MONUMENT ADVISERS | MONUMENT VENTURES | MONUMENT ADVISERS LLC
Contact Information
Main Address
550 Congressional Blvd Suite 350, Carmel, IN 46032Phone Number
(317) 210-1051# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
75AUM (Assets Under Management)
$9,544,067Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/30/2024)
(7/19/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2011About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 2011About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Matthew Frank Mohlman's CRS (Customer Relationship Summary).
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