Andrew Dorr
ARETE WEALTH ADVISORS
WEST DES MOINES, IA 50266
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CRD#: 5297867
Professional summary
Andrew Dorr, CFP®, who also goes by Andrew Thomas Dorr, is a registered financial advisor currently at ARETE WEALTH ADVISORS, LLC located in West Des Moines, Iowa and ARETE WEALTH MANAGEMENT, LLC located in West Des Moines, Iowa.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Andrew has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Thomas Dorr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSIGHT WEALTH GROUP LLC: FINANCIAL SERVICES; DBA; PARTNER. INSIGHT HOLDINGS LLC: INVESTMENT HOLDING COMPANY; PARTNER. INSIGHT TAX & FINANCIAL SERVICES, LLC: TAX PREPARATION SERVICES; PARTNER. INSIGHT TAX & ACCOUNTING, LLC: TAX PREPARATION SERVICES; PARTNER. DDWERKS, LLC: PROVIDES DUE DILIGENCE SERVICES - NON SALES RELATED; PARTNER. BERGMAN ACADEMY: NON-PROFIT/FOUNDATION WORK; TRUSTEE. ALLINDREW HOLDINGS LLC: REAL ESTATE HOLDING COMPANY; PARTNER. INSIGHT CPA: DBA FOR INSIGHT TAX & ACCOUNTING/INSIGHT TAX & FINANCIAL SERVICES; TAX PREPARATION SERVICES; PARTNER; NOT INVESTMENT RELATED. EINBLICK HOLDINGS, LLC,, 13260 Elmcrest Circle, Clive IA, 50325; Holding company for the purchase of real estate. 0 HOURS DURING TRADING HOURS. START DATE, 12/01/2023.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Dorr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
September 6, 2012 - Present
ARETE WEALTH ADVISORS, LLC
Office #1: 6600 Westown Parkway Suite 190, West Des Moines, IA 50266RIA
CRD#: 145488
WEST DES MOINES, IA
Current
September 10, 2012 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 6600 Westown Parkway Suite 190, West Des Moines, IA 50266Office #2: 134 W. Main Street, Panora , IA 50216BD
CRD#: 44856
West Des Moines, IA
Past
November 4, 2010 - December 31, 2012
COMMERCE WEALTH ADVISERS, LLC
RIA
CRD#: 144449
CLIVE, IA
Past
June 9, 2008 - December 31, 2012
DEWAAY CAPITAL MANAGEMENT
RIA
CRD#: 116214
CLIVE, IA
Past
June 9, 2008 - September 7, 2012
DEWAAY FINANCIAL NETWORK, LLC
BD
CRD#: 30767
CLIVE, IA
Past
May 10, 2007 - July 5, 2007
DEWAAY CAPITAL MANAGEMENT
RIA
CRD#: 116214
CLIVE, IA
Past
April 16, 2007 - July 3, 2007
DEWAAY FINANCIAL NETWORK, LLC
BD
CRD#: 30767
CLIVE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARETE WEALTH ADVISORS, LLC
25 FINANCIAL | WESTERN PORTFOLIO PARTNERS | WEALTH STRATEGIES ADVISORY GROUP | WEALTH SOLUTIONS 360 | THORNHILL FINANCIAL | SILVERCAP WEALTH MANAGEMENT | SHADES CREEK WEALTH ADVISORS | SECOND LEVEL CAPITAL | SARANAC ADVISORS | ROBERTS TAX AND RETIREMENT PLANNING | PROGEN FINANCIAL CONSULTING | PINNACLE FINANCIAL WEALTH MANAGEMENT | PFS WEALTH MANAGEMENT | PATHWAY FINANCIAL MANAGEMENT | OLD GROWTH CAPITAL | NTS BEARING | NARISH FINANCIAL SERVICES | MCKINLEY WEALTH MANAGEMENT LLC | MASTERWORKS.IO | MAJORS FINANCIAL | MAGNOLIA CAPITAL MANAGEMENT | LEGACY FINANCIAL | LEBLANC FINANCIAL ALLIANCE | KRM FINANCIAL SERVICES | JOHN GALT WEALTH SOLUTIONS | INSIGHT WEALTH GROUP | IJK FUNDS | HUDSONPOINT CAPITAL | HILL & HILL FINANCIAL | GOVIC CAPITAL | GOLUB CAPITAL | FREEDOM FINANCIAL WEALTH AND TAX, LLC | FINCADIA CAPITAL PARTNERS | FINANCIAL RESOURCE MANAGEMENT | DUPRE CARRIER GODCHAUX FINANCIAL SERVICES | CYGNUS CAPITAL | CURA WEALTH PARTNERS | CREATIVE HEALTH CAPITAL, LLC | COOPER TOWER WEALTH | CONNER FINANCIAL LLC | CALIBER FINANCIAL PARTNERS | AXXCESS WEALTH MANAGEMENT, LLC | AXXCESS WEALTH MANAGEMENT LLC | ARNO WEALTH MANAGEMENT, LLC | ARETE WEALTH ADVISORS, LLC | ALVERY BARTLETT GROUP | ALTERNATIVE INVESTMENT SPECIALISTS LLC
CRD#: 145488 / SEC#: 801-69827
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)District of Columbia
Registered Investment Advisory firm - (1/12/2009 Terminated)Illinois
Registered Investment Advisory firm - (1/8/2008 Terminated)Maryland
Registered Investment Advisory firm - (2/10/2009 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2009 Terminated)Virginia
Registered Investment Advisory firm - (1/12/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/10/2012)
RR
California(9/10/2012)
RR
Florida(9/10/2012)
IAR
Florida(10/15/2012)
RR
Georgia(9/10/2012)
RR
Illinois(12/11/2020)
RR
Indiana(9/10/2012)
IAR
Iowa(9/6/2012)
RR
Iowa(9/10/2012)
RR
Massachusetts(9/10/2012)
RR
Minnesota(9/10/2012)
RR
Missouri(9/10/2012)
RR
Nebraska(9/26/2012)
RR
New Hampshire(1/2/2014)
RR
New Mexico(9/10/2012)
RR
Ohio(9/10/2012)
RR
South Carolina(6/29/2018)
RR
South Dakota(9/10/2012)
RR
Texas(7/16/2015)
IAR
Texas(7/17/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARETE WEALTH ADVISORS, LLC
25 FINANCIAL | WESTERN PORTFOLIO PARTNERS | WEALTH STRATEGIES ADVISORY GROUP | WEALTH SOLUTIONS 360 | THORNHILL FINANCIAL | SILVERCAP WEALTH MANAGEMENT | SHADES CREEK WEALTH ADVISORS | SECOND LEVEL CAPITAL | SARANAC ADVISORS | ROBERTS TAX AND RETIREMENT PLANNING | PROGEN FINANCIAL CONSULTING | PINNACLE FINANCIAL WEALTH MANAGEMENT | PFS WEALTH MANAGEMENT | PATHWAY FINANCIAL MANAGEMENT | OLD GROWTH CAPITAL | NTS BEARING | NARISH FINANCIAL SERVICES | MCKINLEY WEALTH MANAGEMENT LLC | MASTERWORKS.IO | MAJORS FINANCIAL | MAGNOLIA CAPITAL MANAGEMENT | LEGACY FINANCIAL | LEBLANC FINANCIAL ALLIANCE | KRM FINANCIAL SERVICES | JOHN GALT WEALTH SOLUTIONS | INSIGHT WEALTH GROUP | IJK FUNDS | HUDSONPOINT CAPITAL | HILL & HILL FINANCIAL | GOVIC CAPITAL | GOLUB CAPITAL | FREEDOM FINANCIAL WEALTH AND TAX, LLC | FINCADIA CAPITAL PARTNERS | FINANCIAL RESOURCE MANAGEMENT | DUPRE CARRIER GODCHAUX FINANCIAL SERVICES | CYGNUS CAPITAL | CURA WEALTH PARTNERS | CREATIVE HEALTH CAPITAL, LLC | COOPER TOWER WEALTH | CONNER FINANCIAL LLC | CALIBER FINANCIAL PARTNERS | AXXCESS WEALTH MANAGEMENT, LLC | AXXCESS WEALTH MANAGEMENT LLC | ARNO WEALTH MANAGEMENT, LLC | ARETE WEALTH ADVISORS, LLC | ALVERY BARTLETT GROUP | ALTERNATIVE INVESTMENT SPECIALISTS LLC
CRD#: 145488 / SEC#: 801-69827
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)District of Columbia
Registered Investment Advisory firm - (1/12/2009 Terminated)Illinois
Registered Investment Advisory firm - (1/8/2008 Terminated)Maryland
Registered Investment Advisory firm - (2/10/2009 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2009 Terminated)Virginia
Registered Investment Advisory firm - (1/12/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1115 W Fulton Market 3rd Floor, Chicago, IL 60607
Mailing Address
Phone number
(312) 940-3684
Established
Firm type
Fiscal year end
# of Employees
138
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,837 |
| AUM (Assets Under Management) | $ 3,152,167,506 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARETE WEALTH ADVISORS, LLC
CRD#: 145488West Des Moines, IA 50266TRUST BUT VERIFY
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