RM
Roseita Monteiro
PARALEL DISTRIBUTORS
New York, NY 10022
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CRD#: 5297758
RM
Professional summary
Roseita Monteiro is a registered financial professional currently at PARALEL DISTRIBUTORS located in New York, New York.
Roseita is registered as a RR (Registered Representative) and started their career in finance in 2019. Roseita has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Roseita Monteiro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2024 - Present
PARALEL DISTRIBUTORS
Office #1: 950 3rd Avenue, New York, NY 10022BD
CRD#: 316115
New York, NY
Past
April 3, 2020 - March 18, 2022
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
July 2, 2019 - March 18, 2022
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/25/2024)
RR
Alaska(1/25/2024)
RR
Arizona(1/25/2024)
RR
Arkansas(1/25/2024)
RR
California(1/25/2024)
RR
Colorado(1/25/2024)
RR
Connecticut(1/25/2024)
RR
Delaware(1/25/2024)
RR
District of Columbia(1/25/2024)
RR
Florida(1/25/2024)
RR
Georgia(1/25/2024)
RR
Hawaii(1/25/2024)
RR
Idaho(1/25/2024)
RR
Illinois(1/25/2024)
RR
Indiana(1/25/2024)
RR
Iowa(1/25/2024)
RR
Kansas(1/25/2024)
RR
Kentucky(1/25/2024)
RR
Louisiana(1/25/2024)
RR
Maine(1/25/2024)
RR
Maryland(1/25/2024)
RR
Massachusetts(1/25/2024)
RR
Michigan(1/25/2024)
RR
Minnesota(1/25/2024)
RR
Mississippi(1/25/2024)
RR
Missouri(1/25/2024)
RR
Montana(1/25/2024)
RR
Nebraska(1/25/2024)
RR
Nevada(1/25/2024)
RR
New Hampshire(1/25/2024)
RR
New Jersey(1/25/2024)
RR
New Mexico(1/25/2024)
RR
New York(1/25/2024)
RR
North Carolina(1/25/2024)
RR
North Dakota(1/25/2024)
RR
Ohio(1/29/2024)
RR
Oklahoma(1/25/2024)
RR
Oregon(1/25/2024)
RR
Pennsylvania(1/25/2024)
RR
Puerto Rico(1/25/2024)
RR
Rhode Island(1/25/2024)
RR
South Carolina(1/25/2024)
RR
South Dakota(1/25/2024)
RR
Tennessee(1/25/2024)
RR
Texas(1/25/2024)
RR
Utah(1/25/2024)
RR
Vermont(1/25/2024)
RR
Virgin Islands(1/25/2024)
RR
Virginia(1/25/2024)
RR
Washington(1/25/2024)
RR
West Virginia(1/25/2024)
RR
Wisconsin(1/25/2024)
RR
Wyoming(1/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/2/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PD
PARALEL DISTRIBUTORS
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC
CRD#: 316115 / SEC#: , 8-70771
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1700 Broadway Suite 1850, Denver, CO 80290
Mailing Address
1700 Broadway Suite 1850, Denver, CO 80290
Phone number
(303) 378-0364
Established
Delaware since 06/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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