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PS

Philip Stienstra

UCAP AMERICAS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 5297511
PS

Professional summary

Philip Stienstra is a registered financial professional currently at UCAP AMERICAS located in Miami, Florida.

Philip is registered as a RR (Registered Representative) and started their career in finance in 2016. Philip has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Philip Stienstra's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2025 - Present

UCAP AMERICAS

Office #1: 1221 Brickell Avenue Suite 2040, Miami, FL 33131
BD
CRD#: 173643
Miami, FL
Past

December 5, 2023 - January 21, 2025

EFG CAPITAL INTERNATIONAL

BD
CRD#: 40118
MIAMI, FL
Past

January 3, 2018 - October 6, 2023

SAFRA SECURITIES LLC

BD
CRD#: 47873
AVENTURA, FL
Past

April 11, 2016 - August 8, 2016

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
FORT LAUDERDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/12/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/11/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

UA
UCAP AMERICAS
UCAP AMERICAS | UCAPAMERICAS | UCAP SECURITIES LLC

CRD#: 173643 / SEC#: , 8-69543

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1221 Brickell Avenue Suite 2040, Miami, FL 33131
Mailing Address
1221 Brickell Avenue Suite 2040, Miami, FL 33131
Phone number
(786) 558-1207
Established
Delaware since 05/22/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UNION CAPITAL GROUP USA LLC (FORMERLY UCAP HOLDINGS USA LLC)OWNER
CAMPANO, SIXTOCHIEF EXECUTIVE OFFICER1567239
CARATINI, DINAHCCO/AMLCO2757383
MASSENS, JUAN CARLOSFINOP AND CHIEF OPERATING OFFICER2802360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UCAP AMERICAS

CRD#: 173643Miami, FL 33131

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