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Kieran Thomas Kuhn

CRD# 5297390·Registered 2007 - 2007
Barred: Kieran Thomas Kuhn was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Kieran Thomas Kuhn was a registered financial advisor. Kieran was a previously registered financial professional and started their career in finance 2007 - 2007. Kieran had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

VISION SECURITIES INC.·CRD# 35001
BD
Port Washington, NY
May 2, 2007 - August 1, 2007
EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Melville, NY
April 4, 2007 - May 17, 2007

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Current Firm

VS
VISION SECURITIES INC.

VISION SECURITIES INC.

CRD#: 35001 / SEC#: 8-46500
BD
Cancelled by SEC on 04/06/2011

Contact Information

Established

New York since 06/25/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GCG HOLDINGS, INC.OWNER—
GALLAGHER, DANIEL JAMESSECRETARY2092711
GALLAGHER, DANIEL JAMESCHAIRMAN2092711
LUBURIC, IVANPRESIDENT/CHIEF COMPLIANCE OFFICER2189458

Disclosures

Regulatory Event

11

Civil Event

1

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2007About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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