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KK

Kieran T. Kuhn

Some features on this profile are disabled
CRD#: 5297390
KK

Professional summary

Kieran Thomas Kuhn was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kieran is a previously registered financial professional and started their career in finance in 2007. Prior to being barred, Kieran had worked at 2 firms, which includes VISION SECURITIES INC., EKN FINANCIAL SERVICES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 2, 2007 - August 1, 2007

VISION SECURITIES INC.

BD
CRD#: 35001
PORT WASHINGTON, NY
Past

April 4, 2007 - May 17, 2007

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
MELVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/24/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/3/2007
General Securities Representative Examination

Current Firm

VS
VISION SECURITIES INC.
VISION SECURITIES INC.

CRD#: 35001 / SEC#: , 8-46500

BD
Cancelled by SEC on 04/06/2011
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 06/25/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GCG HOLDINGS, INC.OWNER
GALLAGHER, DANIEL JAMESSECRETARY2092711
GALLAGHER, DANIEL JAMESCHAIRMAN2092711
LUBURIC, IVANPRESIDENT/CHIEF COMPLIANCE OFFICER2189458

Disclosures

Regulatory Event11
Civil Event1
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISION SECURITIES INC.

CRD#: 35001

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