Clay J. Brooks
Professional summary
Clay Jordan Brooks, who also goes by Clay Jordan Brooks, Clay Brooks, is a registered financial advisor currently at ABOUND WEALTH STRATEGIES located in Indianapolis, Indiana.
Clay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Clay has worked at 7 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Clay Jordan Brooks's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2020 - Present
ABOUND WEALTH STRATEGIES
Office #1: 9101 Wesleyan Rd Ste 420, Indianapolis, IN 46268September 26, 2023 - June 18, 2025
GREAT POINT CAPITAL LLC
March 13, 2017 - February 10, 2020
INTERNATIONAL ASSETS ADVISORY, LLC
March 11, 2017 - February 10, 2020
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
October 1, 2012 - March 9, 2017
J.P. MORGAN SECURITIES LLC
October 1, 2012 - March 9, 2017
J.P. MORGAN SECURITIES LLC
August 12, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 22, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 27, 2007 - October 28, 2009
MML INVESTORS SERVICES, LLC
June 27, 2007 - October 28, 2009
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/21/2020)
Exams
Current Firm
ABOUND WEALTH STRATEGIES
CRD#: 305362 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 12,107,865 |
Red Flags
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