AW
Adam S. Wertheimer
STRATEGIC ADVISERS LLC
PHOENIX, AZ
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CRD#: 5296057
AW
Professional summary
Adam Stewart Wertheimer, CFP®, who also goes by Adam Stewart Wertheimer, Adam Wertheimer, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Phoenix, Arizona and FIDELITY BROKERAGE SERVICES LLC located in Greenwood Village, Colorado.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Adam has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Stewart Wertheimer | Adam Wertheimer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Stewart Wertheimer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PHOENIX, AZ
Current
November 5, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 6501 S Fiddler's Green Circle Ste 300 - 600, Greenwood Village, CO 80111-4932BD
CRD#: 7784
Greenwood Village, CO
Past
November 18, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SALT LAKE CITY, UT
Past
May 3, 2016 - October 19, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SCOTTSDALE, AZ
Past
May 3, 2016 - October 19, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SCOTTSDALE, AZ
Past
March 16, 2015 - March 11, 2016
SCHWAB WEALTH ADVISORY, INC.
RIA
CRD#: 159035
PHOENIX, AZ
Past
August 1, 2013 - April 30, 2015
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
PHOENIX, AZ
Past
July 31, 2013 - March 11, 2016
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
PHOENIX, AZ
Past
September 7, 2012 - July 15, 2013
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
GREENWOOD VILLAGE, CO
Past
July 31, 2012 - July 15, 2013
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
GREENWOOD VILLAGE, CO
Past
June 29, 2011 - August 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BONITA SPRINGS, FL
Past
June 27, 2011 - August 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BONITA SPRINGS, FL
Past
April 23, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
BOCA RATON, FL
Past
April 23, 2007 - June 28, 2011
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/5/2021)
RR
Alaska(11/5/2021)
RR
Arizona(11/9/2021)
IAR
Arizona(3/31/2025)
RR
Arkansas(11/5/2021)
RR
California(11/5/2021)
RR
Colorado(11/5/2021)
RR
Connecticut(11/5/2021)
RR
Delaware(11/5/2021)
RR
District of Columbia(11/5/2021)
RR
Florida(11/5/2021)
RR
Georgia(11/5/2021)
RR
Hawaii(11/5/2021)
RR
Idaho(11/5/2021)
RR
Illinois(11/5/2021)
RR
Indiana(11/5/2021)
RR
Iowa(11/5/2021)
RR
Kansas(11/5/2021)
RR
Kentucky(11/5/2021)
RR
Louisiana(11/5/2021)
RR
Maine(11/5/2021)
RR
Maryland(11/5/2021)
RR
Massachusetts(11/5/2021)
RR
Michigan(11/5/2021)
RR
Minnesota(11/5/2021)
RR
Mississippi(11/5/2021)
RR
Missouri(11/5/2021)
RR
Montana(11/5/2021)
RR
Nebraska(11/5/2021)
RR
Nevada(11/5/2021)
RR
New Hampshire(11/5/2021)
RR
New Jersey(11/5/2021)
RR
New Mexico(11/5/2021)
RR
New York(11/5/2021)
RR
North Carolina(11/5/2021)
RR
North Dakota(11/5/2021)
RR
Ohio(11/8/2021)
RR
Oklahoma(11/5/2021)
RR
Oregon(11/5/2021)
RR
Pennsylvania(11/5/2021)
RR
Puerto Rico(11/5/2021)
RR
Rhode Island(11/5/2021)
RR
South Carolina(11/5/2021)
RR
South Dakota(11/5/2021)
RR
Tennessee(11/5/2021)
RR
Texas(11/5/2021)
IAR
Texas(3/31/2025)
RR
Utah(11/5/2021)
RR
Vermont(11/5/2021)
RR
Virginia(11/5/2021)
RR
Washington(11/5/2021)
RR
West Virginia(11/5/2021)
RR
Wisconsin(11/5/2021)
RR
Wyoming(11/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
