Nicholas J. Valenti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Joseph Valenti JR., CFP®, who also goes by Nicholas Joseph Valenti, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2007. Nicholas had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
August 9, 2017 - November 11, 2024
BROOKWOOD NORTH INVESTMENT ADVISORS, LLC
June 19, 2007 - October 27, 2017
INTERACTIVE FINANCIAL ADVISORS
State Registrations and Notice Filings
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Exams
Current Firm
BROOKWOOD NORTH INVESTMENT ADVISORS, LLC
CRD#: 289061 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 6,904,637 |
Red Flags
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