Rebecca M. Kieran
Professional summary
Rebecca Marie Kieran, who also goes by Rebecca Marie Kieran, Rebecca Marie Smrz, Rebecca M Smrz, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Evanston, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Evanston, Illinois.
Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Rebecca has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rebecca Marie Kieran's CRS (Customer Relationship Summary).
Certified licenses
Education
Indiana University
Master of Science (MS) - Finance
2017
Indiana University
Master of Business Administration (MBA) - Finance
2015
Indiana University
Bachelor of Science (BS) - Psychology
2005
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #1: 808 Church St, Evanston, IL 60201-3770July 12, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 808 Church Street, Evanston, IL 60201July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 25, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
August 15, 2014 - June 13, 2017
NEUBERGER BERMAN BD LLC
June 25, 2014 - June 13, 2017
NEUBERGER BERMAN BD LLC
July 30, 2010 - January 2, 2013
DWS DISTRIBUTORS, INC.
March 14, 2007 - July 7, 2010
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2023)
(9/14/2017)
(4/23/2020)
(9/18/2020)
(3/4/2022)
(4/23/2020)
(9/14/2017)
(8/24/2023)
(7/12/2017)
(3/31/2025)
(9/14/2017)
(4/23/2020)
(4/23/2020)
(4/23/2020)
(9/14/2017)
(4/23/2020)
(3/25/2023)
(4/9/2021)
(4/9/2021)
(9/29/2023)
(4/23/2020)
(10/9/2020)
(3/26/2023)
(5/19/2023)
(3/4/2022)
(4/23/2020)
(3/31/2025)
(11/16/2020)
(8/8/2020)
(4/9/2021)
(9/14/2017)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Evanston, IL 60201-3770TRUST BUT VERIFY
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