RA
Richard B. Anderson
FLAGSHIP HARBOR ADVISORS
WALPOLE, NH 03608
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CRD#: 5295717
RA
Professional summary
Richard Brian Anderson, who also goes by Richard Anderson, is a registered financial advisor currently at FLAGSHIP HARBOR ADVISORS, LLC located in Walpole, New Hampshire and LPL FINANCIAL LLC located in Walpole, New Hampshire.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Richard has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Anderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/30/2012: NON-VARIABLE INSURANCE - FLAGSHIP HARBOR ADVISORS, LLC - PROVIDING FIXED ANNUITIES AND LIFE INSURANCE WITH VARIOUS COMPANIES. - TIME SPENT 10% - WALPOLE, NH 2. 10/02/2012: FLAGSHIP HARBOR ADVISORS, LLC / REGISTERED INVESTMENT ADVISOR / TIME SPENT 50% / WALPOLE, NH 3. 04/20/2016 * Other - referral * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * START 04/02/2016 * My role is to refer case(s) to Attorney for handling Personal Injury/Asbestos/Medical issues. Attorney would pay referral fee for said cases as is allowed in NH. The business is not securities related and does not share office space with my securities business. The acceptable referral fee practice in NH is well established. * 1 HR/MO. 4. 4/16/2021 - Monadnock Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/15/2011 - 1 Hour Per Month/0 Hours During Securities Trading - Upon joining LPL in 2011, an LLC was formed to open the operating checking account. 5. 2/8/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 05/01/2016 - 1 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Richard Brian Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2012 - Present
FLAGSHIP HARBOR ADVISORS, LLC
Office #1: 42 Main Street, Walpole, NH 03608RIA
CRD#: 155733
WALPOLE, NH
Current
December 12, 2011 - Present
LPL FINANCIAL LLC
Office #1: 42 Main St, Walpole, NH 03608RIA
BD
CRD#: 6413
Walpole, NH
Past
December 12, 2011 - March 27, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
PLYMOUTH, NH
Past
May 23, 2007 - December 14, 2011
EDWARD JONES
RIA
CRD#: 250
CHARLESTOWN, NH
Past
April 12, 2007 - December 14, 2011
EDWARD JONES
BD
CRD#: 250
CHARLESTOWN, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FLAGSHIP HARBOR ADVISORS, LLC
3MERITUS WEALTH MANAGEMENT | TRESTLEBRIDGE CAPITAL | TINKHAM WEALTH MANAGEMENT | THRIVE WEALTH STRATEGIES | THORNE FINANCIAL PARTNERS | SHEVLIN WEALTH MANAGEMENT | SHEPARD FINANCIAL | SEASHORE FINANCIAL | SCHRUMM FINANCIAL | RISING TIDE CAPITAL | PARKER WEALTH MANAGEMENT | PARADIGM PRIVATE WEALTH | NORTHERN PEAK WEALTH MANAGEMENT | NORTHERN PEAK FINANCIAL | MUNROE MORROW WEALTH MANAGEMENT | MIRICA WEALTH | MCGUIGAN FINANCIAL | MAITLAND FINANCIAL GROUP | LAURENZ FINANCIAL | KEFAUVER FINANCIAL PLANNING & WEALTH MANAGEMENT | KARRIS & CO. | INTEGRITAS FINANCIAL ADVISORS | GOLDSON FINANCIAL | FLAGSHIP HARBOR ADVISORS, LLC | FIELDSTONE WEALTH MANAGEMENT | FENTON FINANCIAL GROUP | CURRENCY CAMP | CONCIERGE WEALTH MANAGEMENT | CHARTHOUSE CAPITAL | BRANDT WEALTH ADVISORS | BERRY MANAGEMENT, LLC | BERGSTRESSER FINANCIAL | AVERY WEALTH MANAGEMENT | ATLAS PRIVATE WEALTH ADVISORS | ARC FINANCIAL | ANDREASEN FINANCIAL
CRD#: 155733 / SEC#: 801-71997
RIA
Registered Investment Advisory firm - (12/8/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/23/2012)
RR
Arizona(4/29/2016)
RR
Arkansas(8/30/2023)
RR
Connecticut(4/29/2016)
RR
Florida(12/12/2011)
RR
Indiana(3/7/2025)
RR
Kansas(11/28/2018)
RR
Maine(12/12/2011)
RR
Massachusetts(8/26/2013)
RR
New Hampshire(12/12/2011)
IAR
New Hampshire(9/21/2012)
RR
New York(5/16/2012)
RR
Pennsylvania(4/15/2025)
RR
South Carolina(3/11/2024)
RR
Texas(2/6/2013)
RR
Vermont(12/12/2011)
RR
Virginia(5/23/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FLAGSHIP HARBOR ADVISORS, LLC
3MERITUS WEALTH MANAGEMENT | TRESTLEBRIDGE CAPITAL | TINKHAM WEALTH MANAGEMENT | THRIVE WEALTH STRATEGIES | THORNE FINANCIAL PARTNERS | SHEVLIN WEALTH MANAGEMENT | SHEPARD FINANCIAL | SEASHORE FINANCIAL | SCHRUMM FINANCIAL | RISING TIDE CAPITAL | PARKER WEALTH MANAGEMENT | PARADIGM PRIVATE WEALTH | NORTHERN PEAK WEALTH MANAGEMENT | NORTHERN PEAK FINANCIAL | MUNROE MORROW WEALTH MANAGEMENT | MIRICA WEALTH | MCGUIGAN FINANCIAL | MAITLAND FINANCIAL GROUP | LAURENZ FINANCIAL | KEFAUVER FINANCIAL PLANNING & WEALTH MANAGEMENT | KARRIS & CO. | INTEGRITAS FINANCIAL ADVISORS | GOLDSON FINANCIAL | FLAGSHIP HARBOR ADVISORS, LLC | FIELDSTONE WEALTH MANAGEMENT | FENTON FINANCIAL GROUP | CURRENCY CAMP | CONCIERGE WEALTH MANAGEMENT | CHARTHOUSE CAPITAL | BRANDT WEALTH ADVISORS | BERRY MANAGEMENT, LLC | BERGSTRESSER FINANCIAL | AVERY WEALTH MANAGEMENT | ATLAS PRIVATE WEALTH ADVISORS | ARC FINANCIAL | ANDREASEN FINANCIAL
CRD#: 155733 / SEC#: 801-71997
RIA
Registered Investment Advisory firm - (12/8/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
346 Commercial Street, Boston, MA 02109
Mailing Address
Phone number
(857) 350-4229
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,382 |
| AUM (Assets Under Management) | $ 3,008,478,711 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLAGSHIP HARBOR ADVISORS, LLC
CRD#: 155733Walpole, NH 03608TRUST BUT VERIFY
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