Brian D. Boldt
Professional summary
Brian Dennis Boldt is a registered financial professional currently at TREASURY BROKERAGE located in Menlo Park, California.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2007. Brian has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Dennis Boldt's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2016 - Present
TREASURY BROKERAGE
Office #1: 648 Menlo Avenue Suite 2, Menlo Park, CA 94025Office #2: 648 Menlo Avenue Suite 2, Menlo Park, CA 94025August 4, 2015 - September 1, 2016
REDHAWK WEALTH ADVISORS, INC.
April 5, 2011 - October 2, 2015
HARRISDIRECT LLC
April 5, 2011 - October 2, 2015
E*TRADE SECURITIES LLC
January 16, 2009 - January 4, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 16, 2009 - January 4, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 2007 - February 5, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
TREASURY BROKERAGE
CRD#: 140855 / SEC#: , 8-67345
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TREASURY HOLDINGS LLC | PARENT COMPANY | |
| CHAZEN, ARON L | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 2211603 |
| CHAZEN, ARON L | COMPLIANCE OFFICER | 2211603 |
| KAMINSKI, CHRISTOPHER JOHN | MANAGING MEMBER | 2585962 |
| MOYE, CELESTE WILLAT | PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 6566618 |
| MOYE, CELESTE WILLAT | FINANCIAL OPERATIONS PRINCIPAL | 6566618 |
Red Flags
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Company Information
TREASURY BROKERAGE
CRD#: 140855Menlo Park, CA 94025TRUST BUT VERIFY
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