Jacob R. Omey

GRIFFIN CAPITAL SECURITIES

New York, NY 10019-2701

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CRD#: 5294609

Professional summary

Jacob Russell Omey is a registered financial professional currently at GRIFFIN CAPITAL SECURITIES, LLC located in New York, New York and ATHENE SECURITIES, LLC located in West Des Moines, Iowa.

Jacob is registered as a RR (Registered Representative) and started their career in finance in 2007. Jacob has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jacob Russell Omey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2012 - Present

GRIFFIN CAPITAL SECURITIES, LLC

Office #1: 9 West 57th Street, New York, NY 10019-2701

CRD#: 37739

New York, NY

Current

April 10, 2023 - Present

ATHENE SECURITIES, LLC

Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266

CRD#: 36867

West Des Moines, IA

Current

December 11, 2024 - Present

APOLLO GLOBAL SECURITIES, LLC

Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701

CRD#: 153502

New York, NY

Past

February 1, 2011 - January 6, 2012

GRUBB & ELLIS CAPITAL CORPORATION

CRD#: 151226

SANTA ANA, CA

Past

June 15, 2010 - August 9, 2011

GRUBB & ELLIS SECURITIES, INC.

CRD#: 17932

SANTA ANA, CA

Past

January 4, 2008 - June 11, 2010

SPC

RIA

CRD#: 110692

ALLEN PARK, MI

Past

March 13, 2007 - June 11, 2010

SIGMA FINANCIAL CORPORATION

CRD#: 14303

ALLEN PARK, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/19/2025)

Illinois
(2/19/2025)

Indiana
(2/19/2025)

Iowa
(2/19/2025)

Kentucky
(2/19/2025)

Michigan
(1/11/2012)

Minnesota
(2/19/2025)

Missouri
(2/19/2025)

Nebraska
(2/19/2025)

New Mexico
(2/19/2025)

North Dakota
(2/19/2025)

Ohio
(2/20/2025)

Pennsylvania
(2/19/2025)

South Dakota
(2/19/2025)

West Virginia
(2/19/2025)

Wisconsin
(2/19/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/17/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

APOLLO GLOBAL SECURITIES, LLC

AP CM, LLC | ATLAS SP SECURITIES | APOLLO GLOBAL SECURITIES, LLC

CRD#: 153502 / SEC#: , 8-68542

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

9 West 57th Street, New York, NY 10019-2701

Mailing Address

9 West 57th Street, New York, NY 10019-2701

Phone number

(212) 515-3200

Established

Delaware since 03/11/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
APOLLO MANAGEMENT HOLDINGS, L.P.	MEMBER
CHATTERJEE, WHITNEY A	MEMBER BOARD OFMANAGERS	7874808
DRESCHER, STEPHANIE	HEAD OF MARKETING	3055145
LEVY, YAEL KENAN	CHIEF COMPLIANCE OFFICER	4435788
NEEDLEMAN, ERIC DAVID	PRESIDENT	2773431
TREBING, ADAM P	CFO / FINOP / PFO / POO	5828238
TREBING, ADAM P	MEMBER BOARD OF MANAGERS	5828238

Red Flags

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Advisor Monitoring

Firm Stability Insights

Jacob R. Omey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jacob Russell Omey's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATHENE SECURITIES, LLC

APOLLO GLOBAL SECURITIES, LLC

GRUBB & ELLIS CAPITAL CORPORATION

GRUBB & ELLIS SECURITIES, INC.

SPC

SIGMA FINANCIAL CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/12/2007

Series 24

Date: 6/17/2020

FINRA

Current Firm

APOLLO GLOBAL SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

APOLLO GLOBAL SECURITIES, LLC

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