Megan E. Branham
Professional summary
Megan E Branham, who also goes by Megan Elizabeth Branham, Megan Branham, Megan Elizabeth Trapp, is a registered financial professional currently at PIMCO INVESTMENTS LLC located in Chicago, Illinois.
Megan is registered as a RR (Registered Representative) and started their career in finance in 2007. Megan has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Megan E Branham's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2026 - Present
PIMCO INVESTMENTS LLC
Office #1: 444 W. Lake Street Suite 2333, Chicago, IL 60606March 14, 2024 - June 9, 2026
PRINCIPAL ASSET MANAGEMENT
January 24, 2024 - June 9, 2026
PRINCIPAL FUNDS DISTRIBUTOR, INC.
October 17, 2016 - February 13, 2024
PRINCIPAL SECURITIES, INC.
August 4, 2016 - June 9, 2026
PRINCIPAL SECURITIES, INC.
July 6, 2015 - May 17, 2016
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
July 6, 2015 - May 17, 2016
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
January 29, 2010 - July 1, 2015
LOCKTON INVESTMENT SECURITIES, LLC
December 1, 2009 - July 1, 2015
LOCKTON INVESTMENT ADVISORS, LLC
June 14, 2007 - November 11, 2009
STRATEGIES CAPITAL MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2026)
(7/8/2026)
Exams
FINRA
Current Firm
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| MURPHY, JORDAN MITCHELL | CHIEF COMPLIANCE OFFICER | 4221561 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
| WHITTEN, CANDICE STACK | MANAGER, BOARD OF MANAGERS | 4460452 |
Red Flags
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