Dina Ghanbarzadeh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dina Ghanbarzadeh was a registered financial professional .
Dina is a previously registered financial professional and started their career in finance in 2007. Dina had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2011 - October 25, 2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
November 17, 2010 - February 4, 2011
CHASE INVESTMENT SERVICES CORP.
July 2, 2010 - February 4, 2011
CHASE INVESTMENT SERVICES CORP.
March 13, 2008 - June 25, 2010
PNC WEALTH MANAGEMENT LLC
April 11, 2007 - March 3, 2008
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD#: 7834 / SEC#: , 8-22992
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
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