Jierui Shen
Professional summary
Jierui Shen is a registered financial professional currently at GLOBALINK SECURITIES, INC. located in Monrovia, California.
Jierui is registered as a RR (Registered Representative) and started their career in finance in 2007. Jierui has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jierui Shen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2020 - Present
GLOBALINK SECURITIES, INC.
Office #1: 185 W Chestnut Ave,, Monrovia, CA 91016January 6, 2012 - March 2, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 26, 2007 - January 6, 2012
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2021)
(1/9/2020)
(1/20/2021)
(1/20/2021)
(11/2/2023)
(11/1/2021)
(10/19/2022)
(1/10/2020)
(1/9/2020)
(4/29/2022)
(5/23/2022)
(1/9/2020)
(1/9/2020)
(1/20/2021)
(10/30/2025)
(1/9/2020)
(4/14/2023)
(1/20/2021)
(1/20/2021)
(1/20/2021)
Exams
FINRA
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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