MT
Mark D. Tishman
T. ROWE PRICE ASSOCIATES
Overland Park, KS
Some features on this profile are disabled
CRD#: 5293993
MT
Professional summary
Mark D Tishman, who also goes by Mark D. Tishman, Mark David Tishman, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Overland Park, Kansas and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Mark has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark D. Tishman | Mark David Tishman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As of June 2022, Treasurer - Mission Forest Homeowners Association - Located at Overland Park, KS 66207. Responsibilities include overseeing the activities of the homeowner's association and related accounting and bookkeeping duties. This is not investment related. Will devote one hour per month toward this activity - one hour a month during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Mark D Tishman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2023 - Present
T. ROWE PRICE ASSOCIATES, INC.
RIA
CRD#: 105496
Overland Park, KS
Current
June 12, 2023 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231BD
CRD#: 8348
BALTIMORE, MD
Past
January 4, 2021 - May 19, 2023
AMUNDI ASSET MANAGEMENT US, INC.
RIA
CRD#: 107719
BOSTON, MA
Past
September 3, 2010 - December 31, 2020
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
RIA
CRD#: 138756
BOSTON, MA
Past
September 2, 2010 - May 19, 2023
AMUNDI DISTRIBUTOR US, INC.
BD
CRD#: 24497
BOSTON, MA
Past
August 7, 2008 - August 31, 2010
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
BOSTON, MA
Past
May 2, 2007 - August 31, 2010
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
ANDOVER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/14/2023)
RR
Alaska(6/16/2023)
RR
Arizona(6/20/2023)
RR
Arkansas(6/14/2023)
RR
California(6/12/2023)
RR
Colorado(6/14/2023)
RR
Connecticut(6/13/2023)
RR
Delaware(6/14/2023)
RR
District of Columbia(6/15/2023)
RR
Florida(6/13/2023)
RR
Georgia(6/14/2023)
RR
Hawaii(6/14/2023)
RR
Idaho(6/12/2023)
RR
Illinois(6/12/2023)
RR
Indiana(6/14/2023)
RR
Iowa(6/15/2023)
RR
Kansas(6/13/2023)
IAR
Kansas(6/13/2023)
RR
Kentucky(6/16/2023)
RR
Louisiana(6/19/2023)
RR
Maine(6/14/2023)
RR
Maryland(6/15/2023)
IAR
Maryland(6/16/2023)
RR
Massachusetts(6/12/2023)
RR
Michigan(6/14/2023)
RR
Minnesota(6/15/2023)
RR
Mississippi(6/15/2023)
RR
Missouri(6/14/2023)
RR
Montana(6/15/2023)
RR
Nebraska(6/12/2023)
RR
Nevada(6/20/2023)
RR
New Hampshire(6/21/2023)
RR
New Jersey(6/13/2023)
RR
New Mexico(6/14/2023)
RR
New York(6/26/2023)
RR
North Carolina(6/13/2023)
RR
North Dakota(6/19/2023)
RR
Ohio(6/12/2023)
RR
Oklahoma(6/14/2023)
RR
Oregon(6/13/2023)
RR
Pennsylvania(6/13/2023)
RR
Puerto Rico(6/22/2023)
RR
Rhode Island(6/20/2023)
RR
South Carolina(6/16/2023)
RR
South Dakota(6/15/2023)
RR
Tennessee(6/21/2023)
RR
Texas(6/13/2023)
RR
Utah(6/13/2023)
RR
Vermont(6/14/2023)
RR
Virgin Islands(6/16/2023)
RR
Virginia(6/13/2023)
RR
Washington(6/14/2023)
RR
West Virginia(6/14/2023)
RR
Wisconsin(6/13/2023)
RR
Wyoming(6/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
Phone number
(410) 345-2000
Established
Firm type
Fiscal year end
# of Employees
3,947
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
